DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katherine Jane Gillette

Ashton Thomas Private Wealthindependent RIAHelena, Mt IA-onlyIAPD 7081883

Certified Financial Planner

Feed of 09/15/2026

Also filed as Kate Gillette

At current firm

0 y

since Apr 29, 2026

In the industry

12 y

since Oct 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ashton Thomas Private Wealth independent RIA current
since Apr 29, 2026 · Scottsdale, Az
The Ameriflex Group BD affiliated
Aug 19, 2025 to Jan 9, 2026 · Helena, Mt
Moneta Group Investment Advisors, LLC independent RIA
Mar 31, 2023 to Jul 16, 2025 · Helena, Mt
Wipfli Financial Advisors, LLC former
Nov 4, 2021 to Jun 29, 2022 · Milwaukee, Wi
Iwp Wealth Management LLC former
Feb 11, 2020 to Oct 22, 2021 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

The Ameriflex Group to Ashton Thomas Private Wealth
left Jan 9, 2026, registered Apr 29, 2026 (110 days) · Affiliated broker-dealer or bank to independent RIA
Moneta Group Investment Advisors, LLC to The Ameriflex Group
left Jul 16, 2025, registered Aug 19, 2025 (34 days) · RIA to affiliated broker-dealer or bank
Wipfli Financial Advisors, LLC to Moneta Group Investment Advisors, LLC
left Jun 29, 2022, registered Mar 31, 2023 (275 days) · RIA to RIA
Iwp Wealth Management LLC to Wipfli Financial Advisors, LLC
left Oct 22, 2021, registered Nov 4, 2021 (13 days) · RIA to RIA

Signals

Katherine Jane Gillette left The Ameriflex Group for Ashton Thomas Private Wealth (registered 2026-04-29)
Jan 9, 2026 · Advisor changed firm · fact
Katherine Jane Gillette left Moneta Group Investment Advisors, Llc for The Ameriflex Group (registered 2025-08-19)
Jul 16, 2025 · Advisor changed firm · fact
Katherine Jane Gillette left Wipfli Financial Advisors, Llc for Moneta Group Investment Advisors, Llc (registered 2023-03-31)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address