DFX Intelligence

Data Factory

M••• A•• M•••••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

M••• A•• M•••••••• F•••••••

Advisor at T•• E••••••• T•••

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edf0d7ef-25c4-54eb-f9af-c76da395615d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• E••••••• T•••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• E••••••• T•••	Former SEC adviser	Oct 14, 2025	n/a	yes	SEATTLE, WA	Current employment
T•• E••••••• T•••	Former SEC adviser	Jul 23, 2024	Jul 1, 2025	no	SEATTLE, WA\|RENTON, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	T•• E••••••• T•••	Jun 6, 2023	Jul 23, 2024	413	Firm change after gap	RIA to new firm
V••••••• R••• L••	E•••••• F•••••••• E••••••	May 6, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171332:104510:WA:2022-05-06	May 6, 2022	Mar 25, 2022	BOTHELL, WA	Firm change after gap
105458:171332:WA:2018-02-22	Feb 22, 2018	Sep 5, 2017	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (4)

→ T•• E••••••• T•••Registered adviserregistration: previous registration
Jul 23, 2024 to Jul 1, 2025factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Mar 25, 2022 to Jun 6, 2023factForm ADV
→ V••••••• R••• L••Registered adviserregistration: previous registration
Sep 5, 2017 to May 6, 2022factForm ADV
→ A••••••••• B•••••• F•••••••• S••••••• I••

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
M••• A•• M•••••••• F••••••• left E•••••• F•••••••• E•••••• for T•• E••••••• T••• (registered 2024-07-23)
Form ADVobserved 7 days ago
Occurred
May 6, 2022
Advisor changed firm
M••• A•• M•••••••• F••••••• left V••••••• R••• L•• for E•••••• F•••••••• E•••••• (registered 2022-03-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edf0d7ef-25c4-54eb-f9af-c76da395615d
First observed: May 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.