DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•• M•••••••• F•••••••

T•• E••••••• T•••formerSeattle, WaIA-onlyIAPD 704062

Certified Financial Planner

Feed of 09/14/2026

Also filed as F••••••• Hills

At current firm

0 y

since Oct 14, 2025

In the industry

24 y

since Oct 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• E••••••• T••• former current
since Oct 14, 2025 · Seattle, Wa
T•• E••••••• T••• former
Jul 23, 2024 to Jul 1, 2025 · Seattle, Wa
E•••••• F•••••••• E•••••• independent RIA
Mar 25, 2022 to Jun 6, 2023 · Bothell, Wa
V••••••• R••• L•• former
Sep 5, 2017 to May 6, 2022 · Bellevue, Wa
A••••••••• B•••••• F•••••••• S••••••• I•• former
May 20, 2003 to Feb 22, 2018 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to T•• E••••••• T•••
left Jun 6, 2023, registered Jul 23, 2024 (413 days) · RIA to a newly registered adviser
V••••••• R••• L•• to E•••••• F•••••••• E••••••
left May 6, 2022, registered Mar 25, 2022 (-42 days) · RIA to RIA · moved with a team
A••••••••• B•••••• F•••••••• S••••••• I•• to V••••••• R••• L••
left Feb 22, 2018, registered Sep 5, 2017 (-170 days) · Other · moved with a team

Signals

M••• A•• M•••••••• F••••••• left E•••••• F•••••••• E•••••• for T•• E••••••• T••• (registered 2024-07-23)
Jun 6, 2023 · Advisor changed firm · fact
M••• A•• M•••••••• F••••••• left V••••••• R••• L•• for E•••••• F•••••••• E•••••• (registered 2022-03-25)
May 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address