DFX Intelligence

J••• J•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

J••• J•••• S••••••

Advisor at C•••••• S••••• • C••• I•••

Menlo Park, CA

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Search this name across graphsid dfx:ria:edf3e148-6613-3a47-af31-1d30ebde96a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 10, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	May 23, 2020	n/a	yes	Menlo Park, CA	Current employment
T• A••••••••• I•••	Former SEC adviser	Mar 7, 2022	Oct 14, 2022	no	Menlo Park, CA\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
U••• I••••••••• S••••••• C••••••	C•••••• S••••• • C••• I•••	May 24, 2020	May 23, 2020	-1

Relationships

Registered with (6)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
May 23, 2020 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2022 to Oct 14, 2022factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to May 24, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
J••• J•••• S•••••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edf3e148-6613-3a47-af31-1d30ebde96a8
First observed: Mar 3, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.