DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••••••• F•••••••• S•••••••• L••
Bethlehem, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 30, 2024 | n/a | yes | Bethlehem, PA|Bethlehem, PA | Current employment |
| D•••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Dec 8, 2023 | Sep 27, 2024 | no | SOUTH JORDAN, UT|Bethlehem, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••••• A••••••• S•••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Sep 27, 2024 | Sep 30, 2024 | 3 | Firm change | Ibd to ibd |
| D••• I••••••••• L•• | D•••••••• A••••••• S•••••••• L•• | Dec 31, 2023 | Dec 8, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 326060:6363:PA:2024-09-27 | Sep 27, 2024 | Sep 30, 2024 | BETHLEHEM, PA | Firm change |
| 155576:326060:PA:2023-12-31 | Dec 31, 2023 | Dec 8, 2023 | BETHLEHEM, PA | Firm change |
| D••• I••••••••• L•• | Former SEC adviser | May 3, 2018 | Dec 31, 2023 | no | Bethlehem, PA|SANDY, UT|SOUTH JORDAN, UT|Bethlehem, PA | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Apr 11, 2014 | May 4, 2018 | no | MINNEAPOLIS, MN|BETHLEHEM, PA|BETHLEHEM, PA | Previous registration |
| S•• | Bd affiliated wealth | Sep 12, 2012 | Apr 17, 2014 | no | BETHLEHEM, PA|ANN ARBOR, MI | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Nov 21, 2011 | Sep 27, 2012 | no | BETHLEHEM, PA|MINNEAPOLIS, MN | Previous registration |
| -23 |
| Firm change |
| RIA to ibd |
| Q•••••• A•••• M••••••••• I••• | D••• I••••••••• L•• | May 4, 2018 | May 3, 2018 | -1 | Firm change | Ibd to RIA |
| S•• | Q•••••• A•••• M••••••••• I••• | Apr 17, 2014 | Apr 11, 2014 | -6 | Firm change | Other |
| Q•••••• A•••• M••••••••• I••• | S•• | Sep 27, 2012 | Sep 12, 2012 | -15 | Firm change | Other |