S••••• C•••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee2013a3-a5d1-9b66-71af-e520eda733d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Jul 8, 2026	n/a	yes	West Des Moines, IA	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Sep 12, 2023	May 12, 2026	no	Albuquerque, NM\|Albuquerque, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	F•• W••••• M••••••••• L••	May 12, 2026	Jul 8, 2026	57	Firm change	Ibd to ibd
P•• W••••• M•••••••••	A••••• A•• P••••••• S•••••••	Aug 9, 2023	Sep 12, 2023

Relationships

Registered with (9)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Sep 12, 2023 to May 12, 2026factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 4, 2022 to Aug 9, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
May 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee2013a3-a5d1-9b66-71af-e520eda733d8
First observed: Oct 6, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.