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E••• W•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

E••• W•••• S••••••••

Advisor at K••••• C••••••• L••

DEKALB, IL

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Search this name across graphsid dfx:ria:ee246064-5286-098c-b013-b26f2d6eec82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• C••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• C••••••• L••	State registered	Jun 17, 2025	n/a	yes	DEKALB, IL	Current employment
E•••• A••••••• I•••	Independent wealth	Apr 7, 2022	Jun 18, 2025	no	Oakbrook Terrace, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• S•••••••• L••	E•••• A••••••• I•••	Jun 18, 2025	Apr 7, 2022	-1,168	Firm change after gap	RIA to RIA
E•••• A••••••• I•••	K••••• C••••••• L••	Jun 18, 2025

Relationships

Registered with (4)

→ K••••• C••••••• L••Registered adviserregistration: current employment
Jun 17, 2025 to presentfactForm ADV
→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 7, 2022 to Jun 18, 2025factForm ADV
→ E•••• A••••••• I•••Registered adviserregistration: previous registration
Apr 7, 2022 to Jun 18, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
E••• W•••• S•••••••• left H•••••• I••••••••• S•••••••• L•• for E•••• A••••••• I••• (registered 2022-04-07)
Form ADVobserved 7 days ago
Occurred
Jun 18, 2025
Advisor changed firm
E••• W•••• S•••••••• left E•••• A••••••• I••• for K••••• C••••••• L•• (registered 2025-06-17)
Form ADVobserved 7 days ago
Occurred
Mar 3, 2022
Advisor changed firm
E••• W•••• S•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H•••••• I••••••••• S•••••••• L•• (registered 2022-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee246064-5286-098c-b013-b26f2d6eec82
First observed: Jun 21, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.