DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• P•••••••• • C••• L••
Latest filing May 26, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Jun 29, 1972
RAUM
$2.9B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
84%
$2.4B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$409M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.9B as of May 26, 2026
Mar 30, 2012$976M then
HNW client RAUM$2.3B as of May 26, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)6 as of May 26, 2026
Mar 30, 20120 then
Employees (5.A)12 as of May 26, 2026
Apr 1, 20139 then
Private funds: no history
RAUM +6.5% over the last fiscal year+7.5% a year over threeIARs 6 to 6
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $409MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 106derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 6.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B79%
- Charitable organizations$186M6.5%
- Corporations and businesses$148M5.2%
- Individuals$141M4.9%
- Banks and thrifts$115M4.0%
- Pension and profit-sharing plans$9.7M0.3%
- Individual clients
- 270reported
- HNW clients
- 471reported
- Pension plan clients
- n/areported
- Charitable clients
- 25reported
- Accounts
- 1,916reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• T••••• P•••••• | New Orleans, La | May 14, 1991 | 44 y | 0 |
| M•••••• B••••• W••••••• | New Orleans, La | May 14, 1991 | 42 y | 0 |
| J••••••• B•••••• M•••••••••Chartered Financial Analyst | New Orleans, La | Dec 5, 2003 | 25 y | 0 |
| D•••• J••• W•••••• | New Orleans, La | Oct 11, 2007 | 19 y | 0 |
| L•• R•••• E••••Certified Financial Planner | New Orleans, La | Oct 15, 2013 | 13 y | 0 |
| T••• B•••••• J•••••• | New Orleans, La | Dec 2, 2021 | 11 y | 0 |
| J••• S•••••• R••• | New Orleans, La | Aug 6, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••••• D•••••• G••••••• to C•••• W•••••May 5, 2006 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• J••••• W••••• · Chief Compliance Officercontrolsince 01/2009 · owns less than 5%
- E••••• L••• R•••• · Partnercontrolsince 01/2022 · owns 10% to 25%
- M••••••••• J•••••••• B•••••• · Co-Managing Partnercontrolsince 01/2020 · owns 25% to 50%
- P••••••• D••••• T••••• · Partnercontrolsince 01/2000 · owns 10% to 25%
- W••••••• D••••• J••• · Co-Managing Partnercontrolsince 01/2020 · owns 25% to 50%
- W•••••••• M••••••• B••••• · Partnercontrolsince 01/2000 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,898 to 1,916Feb 11, 2026 to Mar 31, 2026
- Charity clients · 26 to 25Feb 11, 2026 to Mar 31, 2026
- Corporate clients · 26 to 28Feb 11, 2026 to Mar 31, 2026
- HNW clients · 487 to 471Feb 11, 2026 to Mar 31, 2026
- Individual clients · 257 to 270Feb 11, 2026 to Mar 31, 2026
- Pension plan clients · 4.0 to unsetFeb 11, 2026 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $2.7BFeb 11, 2026 to Mar 31, 2026
- HNW RAUM · $2.1B to $2.3BFeb 11, 2026 to Mar 31, 2026
- Individual RAUM · $130M to $141MFeb 11, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $125M to $126MFeb 11, 2026 to Mar 31, 2026
- Pension RAUM · $14.5M to $9.7MFeb 11, 2026 to Mar 31, 2026
- RAUM · $2.7B to $2.9BFeb 11, 2026 to Mar 31, 2026
- Accounts · 1,855 to 1,898Sep 20, 2024 to Mar 31, 2025
- Charity clients · 27 to 26Sep 20, 2024 to Mar 31, 2025
- Corporate clients · 27 to 26Sep 20, 2024 to Mar 31, 2025
- HNW clients · 459 to 487Sep 20, 2024 to Mar 31, 2025
- Individual clients · 314 to 257Sep 20, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Sep 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.4B to $2.6BSep 20, 2024 to Mar 31, 2025
- HNW RAUM · $2.0B to $2.1BSep 20, 2024 to Mar 31, 2025
- Individual RAUM · $138M to $130MSep 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $126M to $125MSep 20, 2024 to Mar 31, 2025
- Pension RAUM · $69.4M to $14.5MSep 20, 2024 to Mar 31, 2025
- RAUM · $2.5B to $2.7BSep 20, 2024 to Mar 31, 2025
- Accounts · 1,808 to 1,855Mar 28, 2023 to Mar 26, 2024
- Corporate clients · 26 to 27Mar 28, 2023 to Mar 26, 2024
- HNW clients · 440 to 459Mar 28, 2023 to Mar 26, 2024
- Individual clients · 327 to 314Mar 28, 2023 to Mar 26, 2024
- Pension plan clients · 5 to 4Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.2B to $2.4BMar 28, 2023 to Mar 26, 2024
- HNW RAUM · $1.8B to $2.0BMar 28, 2023 to Mar 26, 2024
- Individual RAUM · $146M to $138MMar 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $130M to $126MMar 28, 2023 to Mar 26, 2024
- Pension RAUM · $56.9M to $69.4MMar 28, 2023 to Mar 26, 2024
- RAUM · $2.3B to $2.5BMar 28, 2023 to Mar 26, 2024
- Accounts · 1,765 to 1,808Jun 14, 2022 to Mar 28, 2023
- Charity clients · 26 to 27Jun 14, 2022 to Mar 28, 2023
- Corporate clients · 25 to 26Jun 14, 2022 to Mar 28, 2023
- HNW clients · 471 to 440Jun 14, 2022 to Mar 28, 2023
- Individual clients · 279 to 327Jun 14, 2022 to Mar 28, 2023
Signals
1 dated events
- Reiss Lee Eagan (Partner) appeared on Schedule A of W•••••• P•••••••• • C••• L••Mar 28, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-525-9320reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 504-581-2022reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- W•••••P••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-581-2022reportedpublic record, Form ADV, May 26, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $409Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026