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Advisor at HA WEALTH ADVISORS INC.
CEDAR CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HA WEALTH ADVISORS INC. | State registered | May 1, 2023 | n/a | yes | CEDAR CITY, UT | Current employment |
| TOWNSQUARE CAPITAL, LLC | Asset manager | May 31, 2018 | Jun 28, 2023 | no | CEDAR CITY, UT|LEHI, UT | Previous registration |
| ALLEGIS INVESTMENT ADVISORS, LLC | Former SEC adviser | Jan 5, 2016 | Jun 28, 2018 | no | Cedar City, UT|IDAHO FALLS, ID | Previous registration |
| Spc | Bd affiliated wealth | Jan 3, 2007 | Dec 31, 2015 | no | CEDAR CITY, UT|CEDAR CITY, UT | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 31, 2005 | Dec 13, 2006 | no | CEDAR CITY, UT|CEDAR CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOWNSQUARE CAPITAL, LLC | HA WEALTH ADVISORS INC. | Jun 28, 2023 | May 1, 2023 | -58 | Firm change after gap | RIA to state RIA |
| ALLEGIS INVESTMENT ADVISORS, LLC | TOWNSQUARE CAPITAL, LLC | Jun 28, 2018 | May 31, 2018 | -28 | Firm change | RIA to RIA |
| Spc | ALLEGIS INVESTMENT ADVISORS, LLC | Dec 31, 2015 | Jan 5, 2016 | 5 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | Spc | Dec 13, 2006 | Jan 3, 2007 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288576:325764:UT:2023-06-28 | Jun 28, 2023 | May 1, 2023 | LEHI, UT | Firm change after gap |
| 157314:288576:ID:2018-06-28 | Jun 28, 2018 | May 31, 2018 | IDAHO FALLS, ID | Firm change |