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P•••••• A• Y•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

P•••••• A• Y•••••••••

Advisor at N••• F•••••••• S•••••••

TUJUNGA, CA

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Search this name across graphsid dfx:ria:ee3389f9-2dd0-829d-0b8e-1c9f82cad843

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••••• S•••••••	State registered	Nov 6, 2025	n/a	yes	TUJUNGA, CA	Current employment
E•••••••• W••••• M•••••••••	Independent wealth	Sep 28, 2023	Sep 22, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• M•••••••••	N••• F•••••••• S•••••••	Sep 22, 2025	Nov 6, 2025	45	Firm change	RIA to state RIA
H•••• • G••••• W••••• M••••••••• L••	E•••••••• W••••• M•••••••••	Sep 19, 2023

Relationships

Registered with (4)

→ N••• F•••••••• S•••••••Registered adviserregistration: current employment
Nov 6, 2025 to presentfactForm ADV
→ E•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 28, 2023 to Sep 22, 2025factForm ADV
→ H•••• • G••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 2, 2021 to Sep 19, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Sep 22, 2025
Advisor changed firm
P•••••• A• Y••••••••• left E•••••••• W••••• M••••••••• for N••• F•••••••• S••••••• (registered 2025-11-06)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2023
Advisor changed firm
P•••••• A• Y••••••••• left H•••• • G••••• W••••• M••••••••• L•• for E•••••••• W••••• M••••••••• (registered 2023-09-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee3389f9-2dd0-829d-0b8e-1c9f82cad843
First observed: Aug 8, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.