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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jun 22, 2026 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jan 9, 2018 | Jun 5, 2023 | no | TEMPE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 22, 2014 | Jan 4, 2018 | no | CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | VANGUARD ADVISERS, INC. | Jun 5, 2023 | Jun 22, 2026 | 1,113 | Firm change after gap | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Jan 4, 2018 | Jan 9, 2018 | 5 | Firm change | Wirehouse to ibd |