DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Bowers Wealth Management, Inc.

Independent wealth managerGlenbrook, NevadaCRD 145476SEC 801-79671websiteIAPD
Latest filing Jan 22, 2026
First filing on the tape Apr 21, 2014 · 23 filings
SEC status approved since May 6, 2014
RAUM
$299M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$294M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$299M as of Jan 22, 2026
Jan 21, 2015$147M then
HNW client RAUM$245M as of Jan 22, 2026
Jan 24, 2018$116M then
State-registered IARs (5.B.3)2 as of Jan 22, 2026
Jan 21, 20154 then
Employees (5.A)2 as of Jan 22, 2026
Jan 21, 20154 then
Private funds: no history
RAUM +24% over the last fiscal year+26% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$149MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
85derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$702,394derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$35.8M, 26 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$245M82%
  • Individuals$48.7M16%
  • Charitable organizations$5.0M1.7%
Individual clients
89reported
HNW clients
81reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
425reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$35.8M for 26 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Wilson BowersGlenbrook, NvJan 10, 200840 y0
Karsten Austin DornseifCertified Financial PlannerGlenbrook, Nv Jan 1, 201017 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
none on the tape
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Wilson John Bowers · President & Chief Compliance Officercontrol
      since 10/2007 · owns 75% or more
    • Austin Karsten Dornseif · Secretarycontrol
      since 01/2023 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Glenbrook, Nv · principal200
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 370 to 425
      Jan 16, 2025 to Jan 22, 2026
    • HNW clients · 70 to 81
      Jan 16, 2025 to Jan 22, 2026
    • Individual clients · 81 to 89
      Jan 16, 2025 to Jan 22, 2026
    • Assets in custody · $27.8M to $35.8M
      Jan 16, 2025 to Jan 22, 2026
    • Discretionary RAUM · $240M to $299M
      Jan 16, 2025 to Jan 22, 2026
    • HNW RAUM · $192M to $245M
      Jan 16, 2025 to Jan 22, 2026
    • Individual RAUM · $43.2M to $48.7M
      Jan 16, 2025 to Jan 22, 2026
    • RAUM · $240M to $299M
      Jan 16, 2025 to Jan 22, 2026
    • Accounts · 268 to 370
      Jan 19, 2024 to Jan 16, 2025
    • HNW clients · 65 to 70
      Jan 19, 2024 to Jan 16, 2025
    • Individual clients · 57 to 81
      Jan 19, 2024 to Jan 16, 2025
    • Assets in custody · $8.4M to $27.8M
      Jan 19, 2024 to Jan 16, 2025
    • Financial planning clients · unset to
      Jan 19, 2024 to Jan 16, 2025
    • Discretionary RAUM · $178M to $240M
      Jan 19, 2024 to Jan 16, 2025
    • HNW RAUM · $152M to $192M
      Jan 19, 2024 to Jan 16, 2025
    • Individual RAUM · $22.8M to $43.2M
      Jan 19, 2024 to Jan 16, 2025
    • RAUM · $178M to $240M
      Jan 19, 2024 to Jan 16, 2025
    • Accounts · 259 to 268
      Jan 11, 2023 to Jan 19, 2024
    • HNW clients · 60 to 65
      Jan 11, 2023 to Jan 19, 2024
    • Individual clients · 52 to 57
      Jan 11, 2023 to Jan 19, 2024
    • Assets in custody · $6.9M to $8.4M
      Jan 11, 2023 to Jan 19, 2024
    • Discretionary RAUM · $149M to $178M
      Jan 11, 2023 to Jan 19, 2024
    • HNW RAUM · $126M to $152M
      Jan 11, 2023 to Jan 19, 2024
    • Individual RAUM · $19.4M to $22.8M
      Jan 11, 2023 to Jan 19, 2024
    • RAUM · $149M to $178M
      Jan 11, 2023 to Jan 19, 2024
    • Accounts · 254 to 259
      Jan 11, 2022 to Jan 11, 2023
    • Charity clients · 2.0 to unset
      Jan 11, 2022 to Jan 11, 2023
    • HNW clients · 50 to 60
      Jan 11, 2022 to Jan 11, 2023
    • Individual clients · 59 to 52
      Jan 11, 2022 to Jan 11, 2023
    • Assets in custody · $8.7B to $6.9M
      Jan 11, 2022 to Jan 11, 2023
    • Discretionary RAUM · $185M to $149M
      Jan 11, 2022 to Jan 11, 2023
    • HNW RAUM · $149M to $126M
      Jan 11, 2022 to Jan 11, 2023
    • Individual RAUM · $31.5M to $19.4M
      Jan 11, 2022 to Jan 11, 2023
    • RAUM · $185M to $149M
      Jan 11, 2022 to Jan 11, 2023
    • Accounts · 264 to 254
      Jan 13, 2021 to Jan 11, 2022
    • HNW clients · 66 to 50
      Jan 13, 2021 to Jan 11, 2022
    • Individual clients · 43 to 59
      Jan 13, 2021 to Jan 11, 2022
    • Assets in custody · $8.8M to $8.7B
      Jan 13, 2021 to Jan 11, 2022
    • HQ city · RENO to GLENBROOK
      Jan 13, 2021 to Jan 11, 2022
    • Discretionary RAUM · $171M to $185M
      Jan 13, 2021 to Jan 11, 2022
    Signals
    2 dated events
    • Austin Karsten Dornseif (Secretary) appeared on Schedule A of Bowers Wealth Management, Inc.
      Jan 11, 2023 · Control person joined · fact
    • Bowers Wealth Management, Inc. filed its initial SEC registration (Form ADV)
      Apr 21, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    888-397-3094reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    BOWERSWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    775-409-3712reportedpublic record, Form ADV, Jan 22, 2026
    Contact form
    bowerswealth.com/contact.phpreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $149Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026