RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K•••••• L•••
- S•••••• W••••• P••••••• L•• independent RIA currentsince Jan 17, 2025 · Jacksonville Beach, Fl
- F••• F•••••••• unclassifiedNov 3, 2022 to Apr 25, 2025 · Jacksonville, Fl
- L••• P••••••• P•••••••• I••• independent RIAApr 13, 2018 to May 25, 2022 · Jacksonville, Fl
- F••• F•••••••• to S•••••• W••••• P••••••• L••left Apr 25, 2025, registered Jan 17, 2025 (-98 days) · Other
- L••• P••••••• P•••••••• I••• to F••• F••••••••left May 25, 2022, registered Nov 3, 2022 (162 days) · Other
- J••••• K•••••• L••• left F••• F•••••••• for S•••••• W••••• P••••••• L•• (registered 2025-01-17)Apr 25, 2025 · Advisor changed firm · fact
- J••••• K•••••• L••• left L••• P••••••• P•••••••• I••• for F••• F•••••••• (registered 2022-11-03)May 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address