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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANTHONY ROBERT SABA

Advisor at BAHL & GAYNOR LLC

CINCINNATI, OH | Oswego, IL

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Search this name across graphsid dfx:ria:ee5ed5c5-923d-e75e-fe41-461958ff51d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAHL & GAYNOR LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 18, 1998
First registration: Jun 27, 2003
Dual registered: yes, broker-dealer
Other names: TONY SABA|ANTHONY ROBERT SABA|Anthony Saba
IAPD individual key: 2911105

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAHL & GAYNOR LLC	Mixed wealth	Feb 28, 2024	n/a	yes	CINCINNATI, OH\|Oswego, IL	Current employment
FIRST TRUST ADVISORS LP	Asset manager	Feb 9, 2021	Oct 13, 2023	no	WHEATON, IL	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Jul 5, 2007	Feb 12, 2021	no	BOERNE, TX\|LISLE, IL	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Mar 11, 2004	Jul 10, 2007	no	CHICAGO, IL\|LISLE, IL	Previous registration
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	Asset manager	Jun 27, 2003	Jul 1, 2004	no	chicago, IL\|LISLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST TRUST ADVISORS LP	BAHL & GAYNOR LLC	Oct 13, 2023	Feb 28, 2024	138	Firm change	Other
ADVISORS ASSET MANAGEMENT, INC.	FIRST TRUST ADVISORS LP	Feb 12, 2021	Feb 9, 2021	-3	Firm change	Other
GUGGENHEIM INVESTMENTS	ADVISORS ASSET MANAGEMENT, INC.	Jul 10, 2007	Jul 5, 2007	-5	Firm change	Other
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	GUGGENHEIM INVESTMENTS	Jul 1, 2004	Mar 11, 2004	-112	Firm change after gap	Other

Relationships

Registered with (5)

→ BAHL & GAYNOR LLCRegistered adviserregistration: current employment
Feb 28, 2024 to presentfactForm ADV
→ FIRST TRUST ADVISORS LPRegistered adviserregistration: previous registration
Feb 9, 2021 to Oct 13, 2023factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 5, 2007 to Feb 12, 2021factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Mar 11, 2004 to Jul 10, 2007factForm ADV
→ GUGGENHEIM FUNDS DISTRIBUTORS, LLCRegistered adviserregistration: previous registration
Jun 27, 2003 to Jul 1, 2004factForm ADV

Dated events

Occurred
Oct 13, 2023
Advisor changed firm
Anthony Robert Saba left First Trust Advisors Lp for Bahl & Gaynor Llc (registered 2024-02-28)
Form ADVobserved 4 days ago