DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony Robert Saba

Bahl & Gaynor LLCmixed wealthCincinnati, Oh dual registrantIAPD 2911105

Feed of 09/15/2026

Also filed as Tony Saba

At current firm

2 y

since Feb 28, 2024

In the industry

28 y

since Feb 18, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Bahl & Gaynor LLC mixed wealth current
since Feb 28, 2024 · Cincinnati, Oh
First Trust Advisors LP asset manager
Feb 9, 2021 to Oct 13, 2023 · Wheaton, Il
Advisors Asset Management, Inc. mixed wealth
Jul 5, 2007 to Feb 12, 2021 · Boerne, Tx
Guggenheim Investments asset manager
Mar 11, 2004 to Jul 10, 2007 · Chicago, Il
Guggenheim Funds Distributors, LLC asset manager
Jun 27, 2003 to Jul 1, 2004 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

First Trust Advisors LP to Bahl & Gaynor LLC
left Oct 13, 2023, registered Feb 28, 2024 (138 days) · Other
Advisors Asset Management, Inc. to First Trust Advisors LP
left Feb 12, 2021, registered Feb 9, 2021 (-3 days) · Other
Guggenheim Investments to Advisors Asset Management, Inc.
left Jul 10, 2007, registered Jul 5, 2007 (-5 days) · Other
Guggenheim Funds Distributors, LLC to Guggenheim Investments
left Jul 1, 2004, registered Mar 11, 2004 (-112 days) · Other

Signals

Anthony Robert Saba left First Trust Advisors Lp for Bahl & Gaynor Llc (registered 2024-02-28)
Oct 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address