DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Parker Mitchell
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Parker Mitchell
At current firm
3 y
since May 22, 2023
In the industry
19 y
since Jan 8, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oxford Financial Group, Ltd independent RIA currentsince May 22, 2023 · Carmel, In
- Cresset Asset Management, LLC independent RIAOct 5, 2021 to May 13, 2022 · Chicago, Il
- Berman Capital Advisors, LLC formerJul 5, 2016 to Oct 19, 2021 · Atlanta, Ga
- Crawford Investment Counsel Inc independent RIAOct 28, 2011 to Jul 2, 2013 · Atlanta, Ga
- Charles Schwab & Co., Inc. national BDJan 9, 2007 to Aug 29, 2011 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Cresset Asset Management, LLC to Oxford Financial Group, Ltdleft May 13, 2022, registered May 22, 2023 (374 days) · RIA to RIA
- Berman Capital Advisors, LLC to Cresset Asset Management, LLCleft Oct 19, 2021, registered Oct 5, 2021 (-14 days) · RIA to RIA · moved with a team
- Crawford Investment Counsel Inc to Berman Capital Advisors, LLCleft Jul 2, 2013, registered Jul 5, 2016 (1099 days) · Other
- Charles Schwab & Co., Inc. to Crawford Investment Counsel Incleft Aug 29, 2011, registered Oct 28, 2011 (60 days) · Other
Signals
- Joseph Parker Mitchell left Cresset Asset Management, Llc for Oxford Financial Group, Ltd (registered 2023-05-22)May 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address