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RIA / WealthAdvisor40 years in industry

Allen Bronton

Advisor at REDHAWK WEALTH ADVISORS, INC.

PONTE VERDA, FL | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:ee7ea944-9110-7f70-b482-bdca291a9a53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REDHAWK WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 19, 1986
First registration: Feb 1, 1998
Dual registered: no
Other names: ALLEN NICHOLI BRONTON
IAPD individual key: 1552976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Jan 14, 2025	n/a	yes	PONTE VERDA, FL\|MINNEAPOLIS, MN	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Mar 19, 2024	Jan 6, 2025	no	Ponte Vedra, FL\|TAMPA, FL	Previous registration
CLEAR FINANCIAL STRATEGIES, LLC	n/a	Nov 16, 2016	Dec 31, 2023	no	SCHAUMBURG, IL	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Mar 21, 2011	Sep 12, 2012	no	CRYSTAL LAKE, IL\|GREENWOOD VILLAGE, CO	Previous registration
CLEAR FINANCIAL STRATEGIES, LTD.	n/a	May 21, 2010	Dec 31, 2016	no	n/a	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 19, 2006	Dec 13, 2010	no	CRYSTAL LAKE, IL\|CRYSTAL LAKE, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 1, 1998	May 19, 2006	no	CRYSTAL LAKE, IL\|CRYSTAL LAKE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	REDHAWK WEALTH ADVISORS, INC.	Jan 6, 2025	Jan 14, 2025	8	Firm change	Ibd to RIA
CLEAR FINANCIAL STRATEGIES, LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 31, 2023	Mar 19, 2024	79	Firm change	Other
CLEAR FINANCIAL STRATEGIES, LTD.	CETERA ADVISORS LLC	Dec 31, 2016	Mar 21, 2011	-2,112	Firm change after gap	Other
CETERA ADVISORS LLC	CLEAR FINANCIAL STRATEGIES, LLC	Sep 12, 2012	Nov 16, 2016	1,526	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CLEAR FINANCIAL STRATEGIES, LTD.	Dec 13, 2010	May 21, 2010	-206	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 19, 2006	May 19, 2006	0	Firm change	Other

Relationships

Registered with (6)

→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Mar 19, 2024 to Jan 6, 2025factForm ADV
→ CLEAR FINANCIAL STRATEGIES, LLCRegistered adviserregistration: previous registration
Nov 16, 2016 to Dec 31, 2023factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 21, 2011 to Sep 12, 2012factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
May 19, 2006 to Dec 13, 2010factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 1, 1998 to May 19, 2006factForm ADV

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
Allen Bronton left Independent Financial Partners for Redhawk Wealth Advisors, Inc. (registered 2025-01-14)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Allen Bronton left Clear Financial Strategies, Llc for Independent Financial Partners (registered 2024-03-19)
Form ADVobserved 6 days ago