DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allen Bronton
Feed of 09/14/2026
Also filed as Allen Nicholi Bronton
At current firm
1 y
since Jan 14, 2025
In the industry
40 y
since Aug 19, 1986 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Redhawk Wealth Advisors, Inc. independent RIA currentsince Jan 14, 2025 · Ponte Verda, Fl
- Independent Financial Partners BD affiliatedMar 19, 2024 to Jan 6, 2025 · Ponte Vedra, Fl
- Clear Financial Strategies, LLC unclassifiedNov 16, 2016 to Dec 31, 2023 · Schaumburg, Il
- Cetera Advisors LLC formerMar 21, 2011 to Sep 12, 2012 · Crystal Lake, Il
- Clear Financial Strategies, Ltd. unclassifiedMay 21, 2010 to Dec 31, 2016
- Cambridge Investment Research Advisors, Inc. BD affiliatedMay 19, 2006 to Dec 13, 2010 · Crystal Lake, Il
- Cetera Advisor Networks LLC formerFeb 1, 1998 to May 19, 2006 · Crystal Lake, Il
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to Redhawk Wealth Advisors, Inc.left Jan 6, 2025, registered Jan 14, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
- Clear Financial Strategies, LLC to Independent Financial Partnersleft Dec 31, 2023, registered Mar 19, 2024 (79 days) · Other
- Clear Financial Strategies, Ltd. to Cetera Advisors LLCleft Dec 31, 2016, registered Mar 21, 2011 (-2112 days) · Other
- Cetera Advisors LLC to Clear Financial Strategies, LLCleft Sep 12, 2012, registered Nov 16, 2016 (1526 days) · Other
- Cambridge Investment Research Advisors, Inc. to Clear Financial Strategies, Ltd.left Dec 13, 2010, registered May 21, 2010 (-206 days) · Other
- Cetera Advisor Networks LLC to Cambridge Investment Research Advisors, Inc.left May 19, 2006, registered May 19, 2006 (0 days) · Other
Signals
- Allen Bronton left Independent Financial Partners for Redhawk Wealth Advisors, Inc. (registered 2025-01-14)Jan 6, 2025 · Advisor changed firm · fact
- Allen Bronton left Clear Financial Strategies, Llc for Independent Financial Partners (registered 2024-03-19)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address