DFX Intelligence

R•••••• Y• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

R•••••• Y• L••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL | Memphis, TN

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Search this name across graphsid dfx:ria:ee81d55f-00f4-f864-15d6-c7fcc28892bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 3, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 17, 2026	n/a	yes	ST. PETERSBURG, FL\|Memphis, TN	Current employment
B••••••••• C•••••• M••••••••• L••	Independent wealth	Mar 3, 2015	Dec 31, 2017	no	Memphis, TN\|MEMPHIS, TN\|WHEATON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	R•••••• J•••• • A••••••••• I•••	Dec 31, 2017	Jul 17, 2026	3,120	Firm change after gap	Other
G••••••• A•••••••• L••	B••••••••• C•••••• M••••••••• L••	Mar 12, 2015	Mar 3, 2015

Relationships

Registered with (6)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2015 to Dec 31, 2017factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 21, 2014 to Mar 12, 2015factForm ADV
→ L•••••••• F••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee81d55f-00f4-f864-15d6-c7fcc28892bb
First observed: Aug 14, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.