DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Uhy Wealth Management Ria LLC

Wealth manager with institutional or fund businessFarmington Hills, MichiganCRD 317608SEC 801-135711IAPD
Latest filing Apr 20, 2026
First filing on the tape Mar 5, 2026 · 2 filings
SEC status approved since Mar 26, 2026
RAUM
$103M
reported, Item 5.F
Discretionary
44%
of RAUM
Private clients
44%
$45.0M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$9.3M
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$103M as of Apr 20, 2026
Mar 5, 2026$103M then
HNW client RAUM$43.7M as of Apr 20, 2026
Mar 5, 2026$43.7M then
State-registered IARs (5.B.3)1 as of Apr 20, 2026
Mar 5, 20261 then
Employees (5.A)6 as of Apr 20, 2026
Mar 5, 20266 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$9.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
8derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$540,123derivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
44%derivedof RAUM
Institutional
56%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
11.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$57.6M56%
  • High-net-worth individuals$43.7M43%
  • Individuals$1.3M1.2%
Individual clients
8reported
HNW clients
81reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
90reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.44 fund_share=0.0 institutional_share=0.56 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Brian Mcdonald MegenityGreenville, Tx Jul 29, 202425 y3
Daniel James LaginessFarmington Hills, MiDec 15, 202528 y2
Norbert Charles MartzChartered Financial ConsultantAuburn Hills, Mi Mar 16, 202612 y1
Lydia TeepleFarmington Hills, Mi Mar 16, 202610 y2
Trevor Douglas CopeAuburn Hills, Mi Mar 16, 202611 y1
Ryan Andrew HowarthFarmington Hills, Mi Apr 13, 202613 y2
Felicity Di PisaSan Diego, Ca Apr 20, 202612 y2
Shaun EdusadaFarmington Hills, Mi Apr 20, 202613 y2
Amal HagisufiSan Diego, Ca Apr 20, 202611 y3
Kevin Scott StempinSterling Heights, Mi Jun 9, 202626 y0
Michael Ian ShermanFarmington Hills, MiAug 17, 202610 y0
Advisor movement
0 left, 8 joined in 12 months
net +8 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • David Thomas Bomberski · Secretary, Directorcontrol
        since 01/2025 · owns less than 5%
      • Anne Laura Lapeer · Treasurer, Cfo, Directorcontrol
        since 07/2025 · owns less than 5%
      • James Daniel Laginess · President, Coo, Managing Director
        since 11/2025 · owns less than 5%
      • Mcdonald Brian Megenity · Chief Compliance Officer
        since 01/2024 · owns less than 5%
      Entity owners
      • Uhy Advisors, Inc · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Farmington Hills, Mi · principal11100
      Sterling Heights, Mi550
      Auburn Hills, Mi440
      San Diego, Ca330
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Apr 20, 2026
        institutional share of RAUM of 56% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 18.8 robust deviations)
        peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      2 dated events
      • 4 advisors left LPL Enterprise, LLC (Auburn Hills, MI) for Uhy Wealth Management RIA LLC on the same day
        Apr 6, 2026 · Team lift-out · derived
      • 3 advisors left LPL Enterprise, LLC (San Diego, CA) for Uhy Wealth Management RIA LLC on the same day
        Apr 1, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      2486091610reportedpublic record, Form ADV, Apr 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $9.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026