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RIA / WealthAdvisor28 years in industry

CAROLIN ALAVERDIAN

Advisor at WINDSOR CAPITAL MANAGEMENT, LLC

VALLEY GLEN, CA | PHOENIX, AZ

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Search this name across graphsid dfx:ria:eec18f22-a961-ee74-23b2-f18fdf220f99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINDSOR CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Sep 10, 1998
First registration: Apr 17, 2003
Dual registered: no
Other names: CAROLIN ALAVERDIAN|CAROLIN ALAVERDIAN|CAROLIN ALAVERDIAN HAILS|CAROLIN ALAVERDIAN HAIB|CAROLIN ALAVERDIAN HAILS
IAPD individual key: 2981246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINDSOR CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 24, 2008	n/a	yes	VALLEY GLEN, CA\|PHOENIX, AZ	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2006	May 2, 2008	no	ENCINO, CA\|LAS VEGAS, NV	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 4, 2005	May 2, 2008	no	ENCINO, CA\|Encino, CA\|LAS VEGAS, NV	Previous registration
PARTNERVEST ADVISORY SERVICES LLC	Former SEC adviser	Apr 17, 2003	Jan 31, 2005	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	WINDSOR CAPITAL MANAGEMENT, LLC	May 2, 2008	Nov 24, 2008	206	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 2, 2008	Apr 25, 2006	-738	Channel change	Other
PARTNERVEST ADVISORY SERVICES LLC	TD AMERITRADE, INC.	Jan 31, 2005	Feb 4, 2005	4	Firm change	Other

Relationships

Registered with (4)

→ WINDSOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 24, 2008 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2006 to May 2, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 4, 2005 to May 2, 2008factForm ADV
→ PARTNERVEST ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to Jan 31, 2005factForm ADV

Dated events

No dated event names this entity yet.