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RIA / WealthAdvisor38 years in industry

ROBERT Edward WHELAN

Advisor at MONTIS FINANCIAL, LLC

WALTHAM, MA

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Search this name across graphsid dfx:ria:eec99cde-6273-72b1-2386-3cd68d57929f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 10, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONTIS FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 27, 1988
First registration: May 10, 1995
Dual registered: no
Other names: BOB WHELAN|Bob Edward Whelan
IAPD individual key: 1295105

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONTIS FINANCIAL, LLC	Independent wealth	May 15, 2024	n/a	yes	WALTHAM, MA	Current employment
Lido	Independent wealth	Sep 17, 2019	Aug 3, 2020	no	LOS ANGELES, CA	Previous registration
FERRIS CAPITAL, LLC	Former SEC adviser	May 30, 2017	Aug 13, 2019	no	SOUTHBOROUGH, MA	Previous registration
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jan 3, 2012	Mar 13, 2017	no	ST. LOUIS, MO	Previous registration
THE COLONY GROUP OF NAPLES, LLC	n/a	Oct 12, 2007	Dec 20, 2011	no	BOSTON, MA	Previous registration
THE COLONY GROUP, LLC	n/a	Jan 31, 2007	Dec 20, 2011	no	BOSTON, MA	Previous registration
KOBREN INSIGHT MANAGEMENT INC	n/a	Feb 22, 2005	Sep 8, 2006	no	WELLESLEY HILLS, MA	Previous registration
KOBREN INSIGHT MANAGEMENT INC	n/a	May 10, 1995	Nov 5, 2003	no	WELLESLEY HILLS, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Lido	MONTIS FINANCIAL, LLC	Aug 3, 2020	May 15, 2024	1,381	Firm change after gap	RIA to RIA
FERRIS CAPITAL, LLC	Lido	Aug 13, 2019	Sep 17, 2019	35	Firm change	RIA to RIA
FOCUS PARTNERS WEALTH, LLC	FERRIS CAPITAL, LLC	Mar 13, 2017	May 30, 2017	78	Firm change	Other
THE COLONY GROUP, LLC	THE COLONY GROUP OF NAPLES, LLC	Dec 20, 2011	Oct 12, 2007	-1,530	Firm change after gap	Other
THE COLONY GROUP OF NAPLES, LLC	FOCUS PARTNERS WEALTH, LLC	Dec 20, 2011	Jan 3, 2012	14	Firm change	Other
KOBREN INSIGHT MANAGEMENT INC	THE COLONY GROUP, LLC	Sep 8, 2006	Jan 31, 2007	145	Firm change	Other

Relationships

Registered with (7)

→ MONTIS FINANCIAL, LLCRegistered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ LIDORegistered adviserregistration: previous registration
Sep 17, 2019 to Aug 3, 2020factForm ADV
→ FERRIS CAPITAL, LLCRegistered adviserregistration: previous registration
May 30, 2017 to Aug 13, 2019factForm ADV
→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: previous registration
Jan 3, 2012 to Mar 13, 2017factForm ADV
→ THE COLONY GROUP, LLCRegistered adviserregistration: previous registration
Jan 31, 2007 to Dec 20, 2011factForm ADV
→ THE COLONY GROUP OF NAPLES, LLCRegistered adviserregistration: previous registration
Oct 12, 2007 to Dec 20, 2011factForm ADV
→ KOBREN INSIGHT MANAGEMENT INCRegistered adviserregistration: previous registration
Feb 22, 2005 to Sep 8, 2006factForm ADV

Dated events

No dated event names this entity yet.