RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••••• W•••••
- Title
- Senior Financial Advisorreportedmontisfinancial.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- M••••• F••••••••• L•• independent RIA currentsince May 15, 2024 · Waltham, Ma
- L••• independent RIASep 17, 2019 to Aug 3, 2020 · Los Angeles, Ca
- F••••• C••••••• L•• formerMay 30, 2017 to Aug 13, 2019 · Southborough, Ma
- F•••• P••••••• W•••••• L•• independent RIAJan 3, 2012 to Mar 13, 2017 · St. Louis, Mo
- T•• C••••• G•••• O• N•••••• L•• unclassifiedOct 12, 2007 to Dec 20, 2011 · Boston, Ma
- T•• C••••• G••••• L•• unclassifiedJan 31, 2007 to Dec 20, 2011 · Boston, Ma
- K••••• I•••••• M••••••••• I•• unclassifiedFeb 22, 2005 to Sep 8, 2006 · Wellesley Hills, Ma
- K••••• I•••••• M••••••••• I•• unclassifiedMay 10, 1995 to Nov 5, 2003 · Wellesley Hills, Ma
- L••• to M••••• F••••••••• L••left Aug 3, 2020, registered May 15, 2024 (1381 days) · RIA to RIA
- F••••• C••••••• L•• to L•••left Aug 13, 2019, registered Sep 17, 2019 (35 days) · RIA to RIA
- F•••• P••••••• W•••••• L•• to F••••• C••••••• L••left Mar 13, 2017, registered May 30, 2017 (78 days) · Other
- T•• C••••• G••••• L•• to T•• C••••• G•••• O• N•••••• L••left Dec 20, 2011, registered Oct 12, 2007 (-1530 days) · Other
- T•• C••••• G•••• O• N•••••• L•• to F•••• P••••••• W•••••• L••left Dec 20, 2011, registered Jan 3, 2012 (14 days) · Other
- K••••• I•••••• M••••••••• I•• to T•• C••••• G••••• L••left Sep 8, 2006, registered Jan 31, 2007 (145 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address