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Advisor at ORIGIN INVESTMENT ADVISORY LLC
SCOTTSDALE, AZ | Cave Creek, AZ | SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ORIGIN INVESTMENT ADVISORY LLC | Independent wealth | Jul 19, 2022 | n/a | yes | Cave Creek, AZ|SARASOTA, FL | Current employment |
| SUTTLE CROSSLAND WEALTH ADVISORS, LLC | Independent wealth | Mar 2, 2022 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Apr 20, 2017 | Mar 9, 2022 | no | Scottsdale, AZ | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Aug 5, 2016 | Mar 17, 2017 | no | ARLINGTON, VA|WASHINGTON, DC | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Apr 10, 2008 | Aug 3, 2016 | no | SURPRISE, AZ|PHOENIX, AZ|Phoenix, AZ|BETHESDA, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 9, 2007 | Feb 5, 2008 | no | SCOTTSDALE, AZ|GLENDALE, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Sep 27, 2005 | Jun 18, 2007 | no | SCOTTSDALE, AZ|PHOENIX, AZ|SCOTTSDALE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 19, 2003 | Feb 9, 2004 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | SUTTLE CROSSLAND WEALTH ADVISORS, LLC | Mar 9, 2022 | Mar 2, 2022 | -7 | Firm change | Ibd to RIA |
| HSBC SECURITIES (USA) INC. | VANGUARD ADVISERS, INC. | Mar 17, 2017 | Apr 20, 2017 | 34 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | HSBC SECURITIES (USA) INC. | Aug 3, 2016 | Aug 5, 2016 | 2 | Firm change | Other |
| WELLS FARGO ADVISORS | USAA FINANCIAL PLANNING SERVICES | Feb 5, 2008 | Apr 10, 2008 | 65 | Firm change | Wirehouse to new firm |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jun 18, 2007 | Aug 9, 2007 | 52 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO INVESTMENTS, LLC | Feb 9, 2004 | Sep 27, 2005 | 596 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106715:318700:AZ:2022-03-09 | Mar 9, 2022 | Mar 2, 2022 | SCOTTSDALE, AZ | Firm change |