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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

SHARON MARIE MEDINA

Advisor at LPL FINANCIAL LLC

LEAGUE CITY, TX

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Search this name across graphsid dfx:ria:eeda467f-8f84-0367-8c14-d7212ae23f6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 19, 1995
First registration: Oct 29, 1999
Dual registered: yes, broker-dealer
Other names: SHARON MARIE DUNKEL
IAPD individual key: 2622464

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 31, 2024	n/a	yes	LEAGUE CITY, TX	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 21, 2019	Jun 5, 2024	no	Houston, TX\|Victoria, TX\|Victoria, TX\|League City, TX	Previous registration
BFT FINANCIAL GROUP, LLC	Former SEC adviser	May 21, 2003	Jun 27, 2019	no	VICTORIA, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 29, 1999	May 28, 2003	no	STAFFORD, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jun 5, 2024	May 31, 2024	-5	Firm change	Ibd to ibd
BFT FINANCIAL GROUP, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 27, 2019	Jun 21, 2019	-6	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BFT FINANCIAL GROUP, LLC	May 28, 2003	May 21, 2003	-7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2019 to Jun 5, 2024factForm ADV
→ BFT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
May 21, 2003 to Jun 27, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 29, 1999 to May 28, 2003factForm ADV

Dated events

Occurred
Jun 5, 2024
Advisor changed firm
Sharon Marie Medina left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2024-05-31)
Form ADVobserved 6 days ago