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Advisor at FEDERATED INVESTMENT COUNSELING
Ambler, PA | PITTSBURGH, PA | BOSTON, MA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Asset manager | Mar 4, 2025 | n/a | yes | Ambler, PA|BOSTON, MA | Current employment |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Asset manager | Mar 4, 2025 | n/a | yes | NEW YORK, NY|Ambler, PA | Current employment |
| FEDERATED INVESTMENT COUNSELING | Institutional manager | Mar 4, 2025 | n/a | yes | PITTSBURGH, PA|Ambler, PA | Current employment |
| FEDERATED SECURITIES CORP. | No RAUM reported | Mar 4, 2025 | n/a | yes | PITTSBURGH, PA|Ambler, PA | Current employment |
| CHARTWELL INVESTMENT PARTNERS, LLC | Other adviser | Aug 4, 2022 | Mar 7, 2025 | no | Berwyn, PA | Previous registration |
| CHARTWELL INVESTMENT PARTNERS, LLC | Other adviser | Feb 11, 2019 | Jun 30, 2022 | no | BERWYN, PA | Previous registration |
| BNY MELLON ADVISORS, INC. | Bank affiliated wealth | Mar 19, 2014 | Dec 10, 2018 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 7, 2012 | Feb 18, 2014 | no | CONSHOHOCKEN, PA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Dec 2, 2008 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 19, 2007 | Apr 2, 2007 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARTWELL INVESTMENT PARTNERS, LLC | FEDERATED SECURITIES CORP. | Mar 7, 2025 | Mar 4, 2025 | -3 | Firm change | Other |
| BNY MELLON ADVISORS, INC. | CHARTWELL INVESTMENT PARTNERS, LLC | Dec 10, 2018 | Feb 11, 2019 | 63 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | BNY MELLON ADVISORS, INC. | Feb 18, 2014 | Mar 19, 2014 | 29 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Dec 2, 2008 | Sep 7, 2012 | 1,375 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |