DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Advisors Network, Inc.
Latest filing Mar 30, 2026
First filing on the tape Mar 14, 2012 · 46 filings
SEC status approved since Mar 28, 2012
RAUM
$1.1B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$85.1M
derived; firm RAUM over IAPD count
Employees
22
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 21, 2013$133M then
HNW client RAUM$926M as of Mar 30, 2026
Mar 23, 2018$173M then
State-registered IARs (5.B.3)12 as of Mar 30, 2026
Mar 21, 20132 then
Employees (5.A)22 as of Mar 30, 2026
Mar 21, 20138 then
Private funds: no history
RAUM +16% over the last fiscal year+22% a year over threeIARs 11 to 12
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $85.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $277,065derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$926M84%
- Individuals$175M16%
- Pension and profit-sharing plans$5.4M0.5%
- Individual clients
- 488reported
- HNW clients
- 328reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 3,992reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rod Hundley KampsCertified Financial Planner | Tustin, Ca | Mar 21, 2013 | 33 y | 3 |
| Brian Leaman DouglassCertified Financial Planner | Tustin, Ca | Sep 25, 2015 | 11 y | 1 |
| Spenser Virgil Messmore | Tustin, Ca | May 9, 2016 | 10 y | 0 |
| Rohan Nakrani | Tustin, Ca | Sep 22, 2016 | 10 y | 0 |
| Gabriella Elisa Keefer | Tustin, Ca | Oct 30, 2018 | 18 y | 0 |
| Nathan Huff Taccini | Tustin, Ca | Jan 17, 2019 | 10 y | 1 |
| Joseph Abraham PenceChartered Financial Consultant | Tustin, Ca | Mar 20, 2020 | 20 y | 3 |
| Nicole T Oswalt | Tustin, Ca | Oct 2, 2024 | 10 y | 1 |
| David C Reiter | Tustin, Ca | Jan 1, 2025 | 13 y | 0 |
| John William Harney | Tustin, Ca | Jul 23, 2025 | 11 y | 0 |
| Maxwell Martin Gray | Tustin, Ca | Jul 29, 2025 | 10 y | 0 |
| Zachary Cliff Mcalister | Tustin, Ca | Mar 19, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jordan Michael Sandfer to Hightower Advisors, LLCDec 20, 2024 · RIA to affiliated broker-dealer or bank
- Yasasri Umesha Weerasuriya to Fidelity Personal And Workplace AdvisorsJan 7, 2019 · RIA to affiliated broker-dealer or bank
- Joseph Abraham Pence to Cooper McmanusMay 30, 2018 · RIA to RIA
- Joseph Jing-Ting Lu to Cs Planning CorpMar 28, 2017 · Other
- Amy Lynn Moore to Pure Financial Advisors, LLCJul 6, 2016 · Other
- James Robert Allen to USA Financial Securities LLCSep 8, 2015 · Other
- Jacob Aaron Greenberg to Pure Financial Advisors, LLCMay 29, 2015 · Other
- Jesse Charles Cox to Independent Financial Group, LLCMay 16, 2013 · Other
- Ryan Byron Mcguire to Bridge Advisory LLCFeb 2, 2012 · Other
Joined, latest
- Nicole T Oswalt from UBS Financial Services Inc.Oct 2, 2024 · Wirehouse to independent RIA
- Joseph Abraham Pence from Cooper McmanusMar 20, 2020 · RIA to RIA
- Nathan Huff Taccini from Trilogy Capital, Inc.Jan 17, 2019 · RIA to RIA
- Joseph Abraham Pence from LPL Financial LLCSep 1, 2016 · Other
- Brian Leaman Douglass from LPL Financial LLCSep 25, 2015 · Other
- Amy Lynn Moore from LPL Financial LLCSep 18, 2015 · Other
- James Robert Allen from Sentinel Advisory Services, Inc.Jul 29, 2015 · Other
- Jacob Aaron Greenberg from LPL Financial LLCJun 7, 2013 · Other
- Jesse Charles Cox from LPL Financial LLCSep 8, 2010 · Other
- Ryan Byron Mcguire from LPL Financial LLCSep 8, 2010 · Other
- Rod Hundley Kamps from The Financial Advisors NetworkMar 9, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LPL Financial LLCJul 1, 2016 · Tustin, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hundley Rod Kamps · Presidentcontrolsince 09/2011 · owns less than 5%
- Hundley Rod Kamps · Trustee & Beneficiary To The Trustcontrolsince 06/2002 · owns 75% or more of Kamps 2002 Family Trust
- Leaman Brian Douglass · Chief Compliance Officersince 01/2017 · owns less than 5%
Entity owners
- Kamps Asset Management Planning · Ownerdirect · owns 75% or more
- Kamps Asset Management Planning Services, Inc. D.B.A. Kamps, Inc. · Ownerdirect · owns 75% or more
- Kamps 2002 Family Trust · Ownerindirect · owns 75% or more of Kamps Asset Management Planning Services, Inc. D.B.A. Kamps, Inc.
Related persons
Schedule D 7.A
- Fan Tax Planning Groupinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tustin, Ca · principal | 13 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): yes on the filing of 2025-03-27, no on the filing of 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 13.0 to 22.0 (+69.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +4.0% (1050 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 3,984 to 3,992Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 11 to 12Mar 27, 2025 to Mar 30, 2026
- HNW clients · 369 to 328Mar 27, 2025 to Mar 30, 2026
- Individual clients · 430 to 488Mar 27, 2025 to Mar 30, 2026
- Pension plan clients · 10 to 7Mar 27, 2025 to Mar 30, 2026
- Assets in custody · unset to 3458604.0Mar 27, 2025 to Mar 30, 2026
- Employees · 13 to 22Mar 27, 2025 to Mar 30, 2026
- State-registered IARs · 11 to 12Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $885M to $1.0BMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $834M to $926MMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $102M to $175MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $68.8M to $61.0MMar 27, 2025 to Mar 30, 2026
- Pension RAUM · $18.1M to $5.4MMar 27, 2025 to Mar 30, 2026
- RAUM · $954M to $1.1BMar 27, 2025 to Mar 30, 2026
- Related insurance company · true to falseMar 27, 2025 to Mar 30, 2026
- Accounts · 3,508 to 3,984Mar 28, 2024 to Mar 27, 2025
- HNW clients · 314 to 369Mar 28, 2024 to Mar 27, 2025
- Individual clients · 399 to 430Mar 28, 2024 to Mar 27, 2025
- Pension plan clients · 20 to 10Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $731M to $885MMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $691M to $834MMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $94.1M to $102MMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $68.4M to $68.8MMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $14.1M to $18.1MMar 28, 2024 to Mar 27, 2025
- RAUM · $799M to $954MMar 28, 2024 to Mar 27, 2025
- Accounts · 3,031 to 3,508Mar 31, 2023 to Mar 28, 2024
- HNW clients · 257 to 314Mar 31, 2023 to Mar 28, 2024
- Individual clients · 407 to 399Mar 31, 2023 to Mar 28, 2024
- Pension plan clients · 10 to 20Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $490M to $731MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $512M to $691MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $93.1M to $94.1MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $124M to $68.4MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $9.1M to $14.1MMar 31, 2023 to Mar 28, 2024
- RAUM · $614M to $799MMar 31, 2023 to Mar 28, 2024
- Accounts · 2,706 to 3,031Feb 23, 2022 to Mar 31, 2023
- Advisory employees · 10 to 11Feb 23, 2022 to Mar 31, 2023
- HNW clients · 266 to 257Feb 23, 2022 to Mar 31, 2023
- Individual clients · 372 to 407Feb 23, 2022 to Mar 31, 2023
Signals
3 dated events
- Jordan Michael Sandfer left Financial Advisors Network, Inc. for Hightower Advisors, Llc (registered 2025-01-16)Dec 20, 2024 · Advisor changed firm · fact
- Financial Advisors Network, Inc. reported RAUM $799.1M, up 30% from $613.9M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Financial Advisors Network, Inc. reported RAUM $657.7M, up 61% from $408.6M (2021-08-26 to 2022-02-23)Feb 23, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 714-597-6510reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 714-597-6518reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-526-7726reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/financial-advisors-networkreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FINANCIALADVISORSNETWORK.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 714-597-6510reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- financialadvisorsnetwork.net/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- financialadvisorsnetwork.net/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026