DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• M••••••••• I••••••••• A•••••••• L••
Park Ridge, IL | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• M••••••••• I••••••••• A•••••••• L•• | Asset manager | Jul 10, 2025 | n/a | yes | Park Ridge, IL|BOSTON, MA | Current employment |
| A••••• A•••• M••••••••• U•• I••• | Former SEC adviser | Jan 4, 2021 | Apr 25, 2025 | no | BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•••• M••••••••• U•• I••• | C••••••• M••••••••• I••••••••• A•••••••• L•• | Apr 25, 2025 | Jul 10, 2025 | 76 | Firm change | Other |
| A••••• P•••••• I••••••••• A•••• M••••••••• I••• | A••••• A•••• M••••••••• U•• I••• | Dec 31, 2020 | Jan 4, 2021 |
| A••••• P•••••• I••••••••• A•••• M••••••••• I••• | Former SEC adviser | Oct 28, 2010 | Dec 31, 2020 | no | BOSTON, MA | Previous registration |
| V••• I••••••••• M••••••••• C•• L•• | Asset manager | May 25, 2010 | Oct 25, 2010 | no | NEW YORK, NY | Previous registration |
| 4 |
| Bulk transfer |
| Other |
| V••• I••••••••• M••••••••• C•• L•• | A••••• P•••••• I••••••••• A•••• M••••••••• I••• | Oct 25, 2010 | Oct 28, 2010 | 3 | Firm change | Other |