DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
Oklahoma City, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jul 15, 2024 | n/a | yes | Oklahoma City, OK | Current employment |
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jul 31, 2023 | Jul 25, 2024 | no | Oklahoma City, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | C••••• I••••••••• A••••••• L•• | Jul 25, 2024 | Jul 15, 2024 | -10 | Firm change | Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | A••••••• F•••••••• A•••••••• L•• | Jun 22, 2023 | Jul 31, 2023 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 23, 2022 | Jun 22, 2023 | no | OKLAHOMA CITY, OK | Previous registration |
| V•••• W••••• S••••••••• L•• | Former SEC adviser | Jun 13, 2019 | May 9, 2022 | no | OKLAHOMA CITY, OK | Previous registration |
| W•••••• • R••• | Former SEC adviser | Aug 6, 2007 | Jul 19, 2010 | no | WEATHERFORD, OK|EDMOND, OK | Previous registration |
| 39 |
| Firm change |
| Ibd to ibd |
| V•••• W••••• S••••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | May 9, 2022 | Jun 23, 2022 | 45 | Firm change | Other |
| W•••••• • R••• | V•••• W••••• S••••••••• L•• | Jul 19, 2010 | Jun 13, 2019 | 3,251 | Firm change after gap | Other |