DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Derek Todd Dorris

Cetera Investment Advisers LLCBD affiliatedOklahoma City, Okdual registrantIAPD 5353008

Feed of 09/14/2026

At current firm

2 y

since Jul 15, 2024

In the industry

19 y

since Jul 30, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jul 15, 2024 · Oklahoma City, Ok
Allstate Financial Advisors, LLC BD affiliated
Jul 31, 2023 to Jul 25, 2024 · Oklahoma City, Ok
Ameriprise Financial Services, LLC national BD
Jun 23, 2022 to Jun 22, 2023 · Oklahoma City, Ok
Vault Wealth Strategies, LLC former
Jun 13, 2019 to May 9, 2022 · Oklahoma City, Ok
Waddell & Reed former
Aug 6, 2007 to Jul 19, 2010 · Weatherford, Ok

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to Cetera Investment Advisers LLC
left Jul 25, 2024, registered Jul 15, 2024 (-10 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Allstate Financial Advisors, LLC
left Jun 22, 2023, registered Jul 31, 2023 (39 days) · Affiliated broker-dealer or bank to another
Vault Wealth Strategies, LLC to Ameriprise Financial Services, LLC
left May 9, 2022, registered Jun 23, 2022 (45 days) · Other
Waddell & Reed to Vault Wealth Strategies, LLC
left Jul 19, 2010, registered Jun 13, 2019 (3251 days) · Other

Signals

Derek Todd Dorris left Allstate Financial Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-07-15)
Jul 25, 2024 · Advisor changed firm · fact
Derek Todd Dorris left Ameriprise Financial Services, Llc for Allstate Financial Advisors, Llc (registered 2023-07-31)
Jun 22, 2023 · Advisor changed firm · fact
Derek Todd Dorris left Vault Wealth Strategies, Llc for Ameriprise Financial Services, Llc (registered 2022-06-23)
May 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address