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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEW YORK, NY | Waltham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 11, 2016 | n/a | yes | Waltham, MA|NEW YORK, NY | Current employment |
| BOFA ADVISORS, LLC | Former SEC adviser | Aug 14, 2015 | Apr 29, 2016 | no | BOSTON, MA | Previous registration |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | Apr 27, 2015 | no | MINNEAPOLIS, MN|BOSTON, MA | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Jan 4, 2006 | May 1, 2010 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOFA ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 29, 2016 | May 11, 2016 | 12 | Channel change | Other |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | BOFA ADVISORS, LLC | Apr 27, 2015 | Aug 14, 2015 | 109 | Firm change | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 1, 2010 | May 1, 2010 | 0 | Bulk transfer | Other |