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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CLARENCE JOSEPH ANDERSON

Advisor at ANDERSON & ASSOCIATES INT. LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:ef20eb02-42d9-b932-d9dd-da17adb2369b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANDERSON & ASSOCIATES INT. LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 19, 1998
First registration: Sep 17, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3079388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANDERSON & ASSOCIATES INT. LLC	State registered	May 11, 2016	n/a	yes	DALLAS, TX	Current employment
SUPREME ALLIANCE LLC	Independent wealth	Nov 21, 2014	Mar 29, 2016	no	DALLAS, TX\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
ANDERSON & ASSOCIATES INT. CORPORATION	n/a	Mar 27, 2012	Dec 31, 2012	no	DALLAS, TX	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Dec 21, 2010	Dec 1, 2014	no	SAN DIEGO, CA\|DALLAS, TX	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jul 23, 2009	Dec 31, 2010	no	DALLAS, TX\|YOUNGSTOWN, OH	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Aug 4, 2008	Dec 31, 2008	no	ALLEN, TX\|DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 30, 2005	Jun 2, 2008	no	DALLAS, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 17, 2001	Aug 26, 2005	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUPREME ALLIANCE LLC	ANDERSON & ASSOCIATES INT. LLC	Mar 29, 2016	May 11, 2016	43	Firm change	Other
GIRARD SECURITIES, INC.	ANDERSON & ASSOCIATES INT. CORPORATION	Dec 1, 2014	Mar 27, 2012	-979	Firm change after gap	Other
ANDERSON & ASSOCIATES INT. CORPORATION	SUPREME ALLIANCE LLC	Dec 31, 2012	Nov 21, 2014	690	Firm change after gap	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	GIRARD SECURITIES, INC.	Dec 31, 2010	Dec 21, 2010	-10	Firm change	Other
LPL FINANCIAL LLC	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Jun 2, 2008	Aug 4, 2008	63	Firm change	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Aug 26, 2005	Aug 30, 2005	4	Firm change	Other

Relationships

Registered with (7)

→ ANDERSON & ASSOCIATES INT. LLCRegistered adviserregistration: current employment
May 11, 2016 to presentfactForm ADV
→ SUPREME ALLIANCE LLCRegistered adviserregistration: previous registration
Nov 21, 2014 to Mar 29, 2016factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 21, 2010 to Dec 1, 2014factForm ADV
→ ANDERSON & ASSOCIATES INT. CORPORATIONRegistered adviserregistration: previous registration
Mar 27, 2012 to Dec 31, 2012factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 23, 2009 to Dec 31, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 30, 2005 to Jun 2, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 17, 2001 to Aug 26, 2005factForm ADV

Dated events

No dated event names this entity yet.