DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clarence Joseph Anderson
Feed of 09/14/2026
At current firm
10 y
since May 11, 2016
In the industry
28 y
since Aug 19, 1998 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Anderson & Associates Int. LLC state registered currentsince May 11, 2016 · Dallas, Tx
- Supreme Alliance LLC independent RIANov 21, 2014 to Mar 29, 2016 · Dallas, Tx
- Anderson & Associates Int. Corporation unclassifiedMar 27, 2012 to Dec 31, 2012 · Dallas, Tx
- Girard Securities, Inc. formerDec 21, 2010 to Dec 1, 2014 · San Diego, Ca
- Sterne Agee Investment Advisor Services, Inc. formerJul 23, 2009 to Dec 31, 2010 · Dallas, Tx
- Sterne Agee Investment Advisor Services, Inc. formerAug 4, 2008 to Dec 31, 2008 · Allen, Tx
- LPL Financial LLC BD affiliatedAug 30, 2005 to Jun 2, 2008 · Dallas, Tx
- Equitable Advisors, LLC national BDSep 17, 2001 to Aug 26, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Supreme Alliance LLC to Anderson & Associates Int. LLCleft Mar 29, 2016, registered May 11, 2016 (43 days) · Other
- Girard Securities, Inc. to Anderson & Associates Int. Corporationleft Dec 1, 2014, registered Mar 27, 2012 (-979 days) · Other
- Anderson & Associates Int. Corporation to Supreme Alliance LLCleft Dec 31, 2012, registered Nov 21, 2014 (690 days) · Other
- Sterne Agee Investment Advisor Services, Inc. to Girard Securities, Inc.left Dec 31, 2010, registered Dec 21, 2010 (-10 days) · Other
- LPL Financial LLC to Sterne Agee Investment Advisor Services, Inc.left Jun 2, 2008, registered Aug 4, 2008 (63 days) · Other
- Equitable Advisors, LLC to LPL Financial LLCleft Aug 26, 2005, registered Aug 30, 2005 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address