DFX Intelligence

J••••• W•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)44 years in industry

J••••• W•••••• M•••••••

Advisor at A•• F•••••••• S•••••••

HINGHAM, MA

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Search this name across graphsid dfx:ria:ef370850-6cb9-28c9-9b37-66416b636313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• F•••••••• S•••••••	Independent wealth	Dec 15, 2020	n/a	yes	HINGHAM, MA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 8, 2015	Dec 17, 2020	no	HINGHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A•• F•••••••• S•••••••	Dec 17, 2020	Dec 15, 2020	-2	Firm change	Wirehouse to new firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Oct 5, 2015	Oct 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:309943:MA:2020-12-17	Dec 17, 2020	Dec 15, 2020	HINGHAM, MA	Firm change
149018:11025:MA:2015-10-05	Oct 5, 2015	Oct 8, 2015	HINGHAM, MA	Firm change

Relationships

Registered with (4)

→ A•• F•••••••• S•••••••Registered adviserregistration: current employment
Dec 15, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2015 to Dec 17, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 25, 2010 to Oct 5, 2015factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef370850-6cb9-28c9-9b37-66416b636313
First observed: Nov 23, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.