RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W•••••• M•••••••
- A•• F•••••••• S••••••• independent RIA currentsince Dec 15, 2020 · Hingham, Ma
- W•••• F•••• A••••••• wirehouseOct 8, 2015 to Dec 17, 2020 · Hingham, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 25, 2010 to Oct 5, 2015 · Hingham, Ma
- S•••••••• A••••••• L•• national BDNov 23, 1994 to Jan 27, 2010 · Braintree, Ma
- W•••• F•••• A••••••• to A•• F•••••••• S•••••••left Dec 17, 2020, registered Dec 15, 2020 (-2 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Oct 5, 2015, registered Oct 8, 2015 (3 days) · Other · moved with a team
- S•••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 27, 2010, registered Feb 25, 2010 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address