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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

IAG WEALTH PARTNERS, LLC

CRD 109721

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef3bb4fb-148d-9474-43e2-53610ce9ab50

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Mar 27, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=15.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $117Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 15
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 6,310
Individual clients: 1,792
High net worth clients: 547
SEC number: 801-70404
CRD: 109721
Filings on the tape: 28
First filed: Mar 29, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LORI ANN WATT	Certified Financial Planner	TAMPA, FL \| WAUKESHA, WI	26	41	1	yes
SCOTT DAVID HEINS	Certified Financial Planner	WAUKESHA, WI	26	27	n/a	yes
CHRISTOPHER WILLIAM MITCHELL	Certified Financial Planner	WAUKESHA, WI	21	25	1	yes
ANNE CAROLINE SAPIENZA	n/a	WAUKESHA, WI	17	17	n/a	yes
THOMAS LEE PETERSON	n/a	WAUKESHA, WI	15	24	1	yes
MICHAEL LEE KUTZ	n/a	WAUKESHA, WI	15	21	2	yes
RUSSELL JOSEPH PETERSON	Chartered Financial Consultant	WAUKESHA, WI	14	35	2	yes
DEBRA BEVERLY MELVIN	n/a	WAUKESHA, WI	12	21	3	yes
JENNIFER ANN VONRUDEN	n/a	WAUKESHA, WI	10	31	n/a	yes
JAYME LEE HEINECK	n/a	WAUKESHA, WI	10	13	n/a	yes
MICHAEL JOHN KOERNER	n/a	WAUKESHA, WI	8	28	1	yes
JESSE MICHAEL SINDORF	Certified Financial Planner	WAUKESHA, WI	7	10	n/a	yes
JASON EUGENE GANIERE	Certified Financial Planner	WAUKESHA, WI	4	32	1	yes
Kyle James Bence	n/a	WAUKESHA, WI	2	13	n/a	yes
Joshua Alex Oswald	n/a	WAUKESHA, WI	1	12	n/a	yes
Kiefer A Baumbach	n/a	WAUKESHA, WI	0	12	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEINS, SCOTT, DAVID	Member	B	yes	01/2018	Mar 27, 2026	Mar 27, 2026
MITCHELL, CHRISTOPHER, WILLIAM	Member	B	yes	01/2018	Mar 27, 2026	Mar 27, 2026
WATT, LORI, ANN	PRESIDENT AND TREASURER	C	yes	01/1988	Mar 27, 2026	Mar 27, 2026
PETERSON, RUSSELL, JOSEPH	Member	A	no	01/2022	Mar 27, 2026	Mar 27, 2026
PETERSON, THOMAS, LEE	Member	B	no	01/2022	Mar 27, 2026	Mar 27, 2026
SAPIENZA, ANNE, CAROLINE	Member	B	no	01/2021	Mar 27, 2026	Mar 27, 2026
VONRUDEN, JENNIFER, ANN	CHIEF COMPLIANCE OFFICER	Na	no	04/2022	Mar 27, 2026	Mar 27, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brookfield	Wi	United States	1	no
Janesville	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.9B	$1.9B	15	15	3	n/a	n/a
2024	Mar 26, 2025	$1.6B	$1.6B	14	14	3	n/a	n/a
2023	Mar 27, 2024	$1.3B	$1.3B	13	13	2	n/a	n/a
2022	Mar 27, 2023	$1.1B	$1.1B	14	14	2	n/a	n/a
2021	Mar 29, 2022	$1.2B	$1.2B	14	13	2	n/a	n/a
2020	Mar 26, 2021	$937M	$937M	15	14	2	n/a	n/a
2019	Mar 30, 2020	$754M	$754M	15	13	2	n/a	n/a
2018	Mar 20, 2019	$598M	$598M	15	13	1	n/a	n/a
2017	Mar 28, 2018	$533M	$533M	13	12	1	n/a	n/a
2016	Mar 23, 2017	$683M	$363M	12	11	n/a	n/a	n/a
2015	Mar 16, 2016	$606M	$304M	12	11	n/a	n/a	n/a
2014	Mar 19, 2015	$591M	$266M	11	11	n/a	n/a	n/a
2013	Mar 10, 2014	$526M	$220M	11	11	n/a	n/a	n/a
2012	Apr 1, 2013	$450M	$190M	11	11	n/a	n/a	n/a
2011	Mar 29, 2012	$400M	$175M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.6B	17.9%	$1.1B	19.3%	15	14	3	3

Relationships

Registered with (17)

← Kiefer A BaumbachAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Joshua Alex OswaldAdvisorregistration: current employment
May 22, 2025 to presentfactForm ADV
← Kyle James BenceAdvisorregistration: current employment
Jun 13, 2024 to presentfactForm ADV
← JASON EUGENE GANIEREAdvisorregistration: current employment
Aug 3, 2022 to presentfactForm ADV
← JESSE MICHAEL SINDORFAdvisorregistration: current employment
Jan 29, 2019 to presentfactForm ADV
← MICHAEL JOHN KOERNERAdvisorregistration: current employment
Sep 26, 2017 to presentfactForm ADV
← JENNIFER ANN VONRUDENAdvisorregistration: current employment
Apr 2, 2016 to presentfactForm ADV
← JAYME LEE HEINECKAdvisorregistration: current employment
Apr 2, 2016 to presentfactForm ADV
← DEBRA BEVERLY MELVINAdvisorregistration: current employment
Mar 25, 2014 to presentfactForm ADV
← RUSSELL JOSEPH PETERSONAdvisorregistration: current employment
Mar 13, 2012 to presentfactForm ADV
← THOMAS LEE PETERSONAdvisorregistration: current employment
Feb 7, 2011 to presentfactForm ADV
← MICHAEL LEE KUTZAdvisorregistration: current employment
Feb 7, 2011 to presentfactForm ADV
← ANNE CAROLINE SAPIENZAAdvisorregistration: current employment
Mar 11, 2009 to presentfactForm ADV
← CHRISTOPHER WILLIAM MITCHELLAdvisorregistration: current employment
Jul 26, 2005 to presentfactForm ADV
← LORI ANN WATTAdvisorregistration: current employment
May 16, 2000 to presentfactForm ADV
← SCOTT DAVID HEINSAdvisorregistration: current employment
May 16, 2000 to presentfactForm ADV
← ROBERT ALLEN DI DONATOAdvisorregistration: previous registration
Mar 11, 2009 to Oct 26, 2009factForm ADV

Controls (3)

← WATT, LORI, ANNOwnerPRESIDENT AND TREASURER, ownership code C, individual
Mar 29, 2012 to Jun 25, 2024factForm ADV
← HEINS, SCOTT, DAVIDOwnerMEMBER, ownership code B, individual
Mar 28, 2018 to Jun 25, 2024factForm ADV
← MITCHELL, CHRISTOPHER, WILLIAMOwnerMEMBER, ownership code B, individual
Mar 28, 2018 to Jun 25, 2024factForm ADV

Owns (4)

← PETERSON, RUSSELL, JOSEPHOwnerMEMBER, ownership code A, individual
Mar 29, 2022 to Jun 25, 2024factForm ADV
← VONRUDEN, JENNIFER, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 7, 2022 to Jun 25, 2024factForm ADV
← PETERSON, THOMAS, LEEOwnerMEMBER, ownership code B, individual
Mar 29, 2022 to Jun 25, 2024factForm ADV
← SAPIENZA, ANNE, CAROLINEOwnerMEMBER, ownership code B, individual
Mar 29, 2022 to Jun 25, 2024factForm ADV

Dated events

Occurred
Apr 7, 2022
Control person left
Christine Susan Kuhlenbeck (Secretary, Vice President, And Chief Compliance Officer) no longer on Schedule A of Iag Wealth Partners, Llc (listed 2022-03-29, absent 2022-04-07)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Iag Wealth Partners, Llc reported RAUM $753.9M, up 26% from $598.3M (2019-10-02 to 2020-03-30)
Form ADVobserved 4 days ago
$156M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef3bb4fb-148d-9474-43e2-53610ce9ab50
First observed: Mar 29, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IAG WEALTH PARTNERS, LLC

CRD 109721

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef3bb4fb-148d-9474-43e2-53610ce9ab50

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LORI ANN WATT

Certified Financial Planner

TAMPA, FL | WAUKESHA, WI

yes

SCOTT DAVID HEINS

Certified Financial Planner

WAUKESHA, WI

n/a

yes

CHRISTOPHER WILLIAM MITCHELL

Certified Financial Planner

WAUKESHA, WI

yes

ANNE CAROLINE SAPIENZA

n/a

WAUKESHA, WI

n/a

yes

THOMAS LEE PETERSON

n/a

WAUKESHA, WI

yes

MICHAEL LEE KUTZ

n/a

WAUKESHA, WI

yes

RUSSELL JOSEPH PETERSON

Chartered Financial Consultant

WAUKESHA, WI

yes

DEBRA BEVERLY MELVIN

n/a

WAUKESHA, WI

yes

JENNIFER ANN VONRUDEN

n/a

WAUKESHA, WI

n/a

yes

JAYME LEE HEINECK

n/a

WAUKESHA, WI

n/a

yes

MICHAEL JOHN KOERNER

n/a

WAUKESHA, WI

yes

JESSE MICHAEL SINDORF

Certified Financial Planner

WAUKESHA, WI

n/a

yes

JASON EUGENE GANIERE

Certified Financial Planner

WAUKESHA, WI

yes

Kyle James Bence

n/a

WAUKESHA, WI

n/a

yes

Joshua Alex Oswald

n/a

WAUKESHA, WI

n/a

yes

Kiefer A Baumbach

n/a

WAUKESHA, WI

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEINS, SCOTT, DAVID

Member

yes

01/2018

Mar 27, 2026

MITCHELL, CHRISTOPHER, WILLIAM

Member

yes

01/2018

Mar 27, 2026

WATT, LORI, ANN

PRESIDENT AND TREASURER

yes

01/1988

Mar 27, 2026

PETERSON, RUSSELL, JOSEPH

Member

01/2022

Mar 27, 2026

PETERSON, THOMAS, LEE

Member

01/2022

Mar 27, 2026

SAPIENZA, ANNE, CAROLINE

Member

01/2021

Mar 27, 2026

VONRUDEN, JENNIFER, ANN

CHIEF COMPLIANCE OFFICER

04/2022

Mar 27, 2026

City

State

Country

Employees

Also broker-dealer

Brookfield

United States

Janesville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.9B

n/a

2024

Mar 26, 2025

$1.6B

n/a

2023

Mar 27, 2024

$1.3B

n/a

2022

Mar 27, 2023

$1.1B

n/a

2021

Mar 29, 2022

$1.2B

n/a

2020

Mar 26, 2021

$937M

n/a

2019

Mar 30, 2020

$754M

n/a

2018

Mar 20, 2019

$598M

n/a

2017

Mar 28, 2018

$533M

n/a

2016

Mar 23, 2017

$683M

$363M

n/a

2015

Mar 16, 2016

$606M

$304M

n/a

2014

Mar 19, 2015

$591M

$266M

n/a

2013

Mar 10, 2014

$526M

$220M

n/a

2012

Apr 1, 2013

$450M

$190M

n/a

2011

Mar 29, 2012

$400M

$175M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.6B

17.9%

$1.1B

19.3%