DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Iag Wealth Partners, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Jul 28, 2009
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.8B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.9B as of Mar 27, 2026
Mar 29, 2012$400M then
HNW client RAUM$1.2B as of Mar 27, 2026
Mar 28, 2018$257M then
State-registered IARs (5.B.3)15 as of Mar 27, 2026
Mar 29, 20120 then
Employees (5.A)15 as of Mar 27, 2026
Apr 1, 201311 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 14 to 15
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $296,191derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 2,500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B63%
- Individuals$668M36%
- Charitable organizations$11.9M0.6%
- Corporations and businesses$7.8M0.4%
- Pension and profit-sharing plans$2.1M0.1%
- Individual clients
- 1,792reported
- HNW clients
- 547reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 6,310reported
- Financial planning clients
- 2,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=15.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lori Ann WattCertified Financial Planner | Tampa, Fl | May 16, 2000 | 41 y | 1 |
| Scott David HeinsCertified Financial Planner | Waukesha, Wi | May 16, 2000 | 27 y | 0 |
| Christopher William MitchellCertified Financial Planner | Waukesha, Wi | Jul 26, 2005 | 25 y | 1 |
| Anne Caroline Sapienza | Waukesha, Wi | Mar 11, 2009 | 17 y | 0 |
| Michael Lee Kutz | Waukesha, Wi | Feb 7, 2011 | 21 y | 2 |
| Thomas Lee Peterson | Waukesha, Wi | Feb 7, 2011 | 24 y | 1 |
| Russell Joseph PetersonChartered Financial Consultant | Waukesha, Wi | Mar 13, 2012 | 35 y | 2 |
| Debra Beverly Melvin | Waukesha, Wi | Mar 25, 2014 | 21 y | 3 |
| Jayme Lee Heineck | Waukesha, Wi | Apr 2, 2016 | 13 y | 0 |
| Jennifer Ann Vonruden | Waukesha, Wi | Apr 2, 2016 | 31 y | 0 |
| Michael John Koerner | Waukesha, Wi | Sep 26, 2017 | 28 y | 1 |
| Jesse Michael SindorfCertified Financial Planner | Waukesha, Wi | Jan 29, 2019 | 10 y | 0 |
| Jason Eugene GaniereCertified Financial Planner | Waukesha, Wi | Aug 3, 2022 | 32 y | 1 |
| Kyle James Bence | Waukesha, Wi | Jun 13, 2024 | 13 y | 0 |
| Joshua Alex Oswald | Waukesha, Wi | May 22, 2025 | 12 y | 0 |
| Kiefer A Baumbach | Waukesha, Wi | Jun 25, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert Allen Di Donato to Robert W. Baird & Co. IncorporatedOct 26, 2009 · Other
Joined, latest
- Kiefer A Baumbach from Robert W. Baird & Co. IncorporatedJun 25, 2026 · RIA to RIA
- Jason Eugene Ganiere from Annex Wealth Management, LLCAug 3, 2022 · RIA to RIA
- Michael John Koerner from Annex Wealth Management, LLCSep 26, 2017 · Other
- Debra Beverly Melvin from Cedar Creek Securities, Inc.Mar 25, 2014 · Other
- Russell Joseph Peterson from Equitable Advisors, LLCMar 13, 2012 · Other
- Thomas Lee Peterson from Woodbury Financial Services, Inc.Feb 7, 2011 · Other
- Michael Lee Kutz from Woodbury Financial Services, Inc.Feb 7, 2011 · Other
- Robert Allen Di Donato from Stark InvestmentsMar 11, 2009 · Other
- Christopher William Mitchell from Fsc Securities CorporationJul 26, 2005 · Other
- Lori Ann Watt from Bts Asset Management, Inc.May 16, 2000 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Scott Heins · Membercontrolsince 01/2018 · owns 10% to 25%
- William Christopher Mitchell · Membercontrolsince 01/2018 · owns 10% to 25%
- Ann Lori Watt · President And Treasurercontrolsince 01/1988 · owns 25% to 50%
- Joseph Russell Peterson · Membersince 01/2022 · owns 5% to 10%
- Lee Thomas Peterson · Membersince 01/2022 · owns 10% to 25%
- Caroline Anne Sapienza · Membersince 01/2021 · owns 10% to 25%
- Ann Jennifer Vonruden · Chief Compliance Officersince 04/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Waukesha, Wi · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brookfield, WI1 employees
- Janesville, WI1 employees
What changed
consecutive filings, newest first
- Accounts · 5,857 to 6,310Mar 26, 2025 to Mar 27, 2026
- Advisory employees · 14 to 15Mar 26, 2025 to Mar 27, 2026
- BD registered reps · 13 to 15Mar 26, 2025 to Mar 27, 2026
- Charity clients · 12 to 10Mar 26, 2025 to Mar 27, 2026
- HNW clients · 441 to 547Mar 26, 2025 to Mar 27, 2026
- Individual clients · 1,769 to 1,792Mar 26, 2025 to Mar 27, 2026
- Employees · 14 to 15Mar 26, 2025 to Mar 27, 2026
- State-registered IARs · 14 to 15Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.6B to $1.9BMar 26, 2025 to Mar 27, 2026
- HNW RAUM · $926M to $1.2BMar 26, 2025 to Mar 27, 2026
- Individual RAUM · $635M to $668MMar 26, 2025 to Mar 27, 2026
- Pension RAUM · $5.9M to $2.1MMar 26, 2025 to Mar 27, 2026
- RAUM · $1.6B to $1.9BMar 26, 2025 to Mar 27, 2026
- Accounts · 5,365 to 5,857Jun 25, 2024 to Mar 26, 2025
- Advisory employees · 13 to 14Jun 25, 2024 to Mar 26, 2025
- BD registered reps · 12 to 13Jun 25, 2024 to Mar 26, 2025
- Charity clients · 7 to 12Jun 25, 2024 to Mar 26, 2025
- HNW clients · 333 to 441Jun 25, 2024 to Mar 26, 2025
- Individual clients · 1,723 to 1,769Jun 25, 2024 to Mar 26, 2025
- Employees · 13 to 14Jun 25, 2024 to Mar 26, 2025
- Financial planning clients · More than 500 to More than 500Jun 25, 2024 to Mar 26, 2025
- State-registered IARs · 13 to 14Jun 25, 2024 to Mar 26, 2025
- Other offices · 2 to 3Jun 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.3B to $1.6BJun 25, 2024 to Mar 26, 2025
- HNW RAUM · $675M to $926MJun 25, 2024 to Mar 26, 2025
- Individual RAUM · $644M to $635MJun 25, 2024 to Mar 26, 2025
- Pension RAUM · $5.3M to $5.9MJun 25, 2024 to Mar 26, 2025
- RAUM · $1.3B to $1.6BJun 25, 2024 to Mar 26, 2025
- Accounts · 4,953 to 5,365Aug 28, 2023 to Mar 27, 2024
- Advisory employees · 14 to 13Aug 28, 2023 to Mar 27, 2024
- BD registered reps · 13 to 12Aug 28, 2023 to Mar 27, 2024
- Charity clients · 8 to 7Aug 28, 2023 to Mar 27, 2024
- Corporate clients · unset to 7.0Aug 28, 2023 to Mar 27, 2024
- HNW clients · 329 to 333Aug 28, 2023 to Mar 27, 2024
- Individual clients · 1,582 to 1,723Aug 28, 2023 to Mar 27, 2024
- Employees · 14 to 13Aug 28, 2023 to Mar 27, 2024
- State-registered IARs · 14 to 13Aug 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.3BAug 28, 2023 to Mar 27, 2024
- HNW RAUM · $592M to $675MAug 28, 2023 to Mar 27, 2024
- Individual RAUM · $497M to $644MAug 28, 2023 to Mar 27, 2024
Signals
2 dated events
- Christine Susan Kuhlenbeck (Secretary, Vice President, And Chief Compliance Officer) no longer on Schedule A of Iag Wealth Partners, Llc (listed 2022-03-29, absent 2022-04-07)Apr 7, 2022 · Control person left · inference
- Iag Wealth Partners, Llc reported RAUM $753.9M, up 26% from $598.3M (2019-10-02 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 262-446-8135reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 262-446-8150reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 608-743-0251reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/investors-advisory-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- IAGWEALTHPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 262-446-8150reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- iagwealthpartners.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- iagwealthpartners.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026