DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Brookfield, WI | Sussex, WI | Mequon, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 19, 2012 | n/a | yes | Brookfield, WI|Mequon, WI|Sussex, WI | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 23, 2009 | Oct 30, 2012 | no | OCONOMOWOC, WI | Previous registration |
| IAG WEALTH PARTNERS, LLC | Independent wealth | Mar 11, 2009 | Oct 26, 2009 | no | WAUKESHA, WI | Previous registration |
| STARK INVESTMENTS | Former SEC adviser | Aug 11, 2006 | Nov 21, 2007 | no | MILWAUKEE, WI | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | Jun 28, 2004 | Aug 13, 2004 | no | MENOMONEE FALLS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 30, 2012 | Oct 19, 2012 | -11 | Firm change | Other |
| IAG WEALTH PARTNERS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 26, 2009 | Oct 23, 2009 | -3 | Firm change | Other |
| STARK INVESTMENTS | IAG WEALTH PARTNERS, LLC | Nov 21, 2007 | Mar 11, 2009 | 476 | Firm change after gap | Other |
| STRONG CAPITAL MANAGEMENT INC | STARK INVESTMENTS | Aug 13, 2004 | Aug 11, 2006 | 728 | Firm change after gap | Other |