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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

SARAH NOWFEL

Advisor at WELLS FARGO ADVISORS

FORT COLLINS, CO | TROY, OH

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Search this name across graphsid dfx:ria:ef6c3d27-9f71-7901-6a5c-b6c4aeacefbe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 19, 2003
First registration: Mar 22, 2011
Dual registered: yes, broker-dealer
Other names: SARAH M NOWFEL|SARAH MARIE NOWFEL|SARAH NOWFEL
IAPD individual key: 4642719

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 11, 2025	n/a	yes	FORT COLLINS, CO\|TROY, OH	Current employment
PACER ADVISORS, INC.	Asset manager	Jan 12, 2023	Jul 3, 2025	no	MALVERN, PA\|Sacramento, CA\|Sacramento, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 5, 2021	Dec 31, 2022	no	Littleton, CO	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Jul 18, 2011	Mar 5, 2021	no	GREENWOOD VILLAGE, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
ASTOR ASSET MANAGEMENT LLC	Former SEC adviser	Mar 22, 2011	Jul 25, 2011	no	DENVER, CO\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACER ADVISORS, INC.	WELLS FARGO ADVISORS	Jul 3, 2025	Jul 11, 2025	8	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PACER ADVISORS, INC.	Dec 31, 2022	Jan 12, 2023	12	Firm change	Other
FIRST FINANCIAL EQUITY CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 5, 2021	Mar 5, 2021	0	Firm change	Ibd to ibd
ASTOR ASSET MANAGEMENT LLC	FIRST FINANCIAL EQUITY CORPORATION	Jul 25, 2011	Jul 18, 2011	-7	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ PACER ADVISORS, INC.Registered adviserregistration: previous registration
Jan 12, 2023 to Jul 3, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 5, 2021 to Dec 31, 2022factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Jul 18, 2011 to Mar 5, 2021factForm ADV
→ ASTOR ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 22, 2011 to Jul 25, 2011factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
Sarah Nowfel left Pacer Advisors, Inc. for Wells Fargo Advisors (registered 2025-07-11)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Sarah Nowfel left Cambridge Investment Research Advisors, Inc. for Pacer Advisors, Inc. (registered 2023-01-12)
Form ADVobserved 5 days ago