DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sarah Nowfel

Wells Fargo AdvisorswirehouseFort Collins, Co dual registrantIAPD 4642719

Feed of 09/15/2026

Also filed as Sarah M Nowfel

At current firm

1 y

since Jul 11, 2025

In the industry

23 y

since Jun 19, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jul 11, 2025 · Fort Collins, Co
Pacer Advisors, Inc. asset manager
Jan 12, 2023 to Jul 3, 2025 · Malvern, Pa
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 5, 2021 to Dec 31, 2022 · Littleton, Co
First Financial Equity Corporation former
Jul 18, 2011 to Mar 5, 2021 · Greenwood Village, Co
Astor Asset Management LLC former
Mar 22, 2011 to Jul 25, 2011 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

Pacer Advisors, Inc. to Wells Fargo Advisors
left Jul 3, 2025, registered Jul 11, 2025 (8 days) · Other
Cambridge Investment Research Advisors, Inc. to Pacer Advisors, Inc.
left Dec 31, 2022, registered Jan 12, 2023 (12 days) · Other
First Financial Equity Corporation to Cambridge Investment Research Advisors, Inc.
left Mar 5, 2021, registered Mar 5, 2021 (0 days) · Affiliated broker-dealer or bank to another
Astor Asset Management LLC to First Financial Equity Corporation
left Jul 25, 2011, registered Jul 18, 2011 (-7 days) · Other

Signals

Sarah Nowfel left Pacer Advisors, Inc. for Wells Fargo Advisors (registered 2025-07-11)
Jul 3, 2025 · Advisor changed firm · fact
Sarah Nowfel left Cambridge Investment Research Advisors, Inc. for Pacer Advisors, Inc. (registered 2023-01-12)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address