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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
MANKATO, MN | New Ulm, MN | Owatonna, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 7, 2017 | n/a | yes | MANKATO, MN|Owatonna, MN|New Ulm, MN|MANKATO, MN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 8, 2012 | Nov 7, 2017 | no | MANKATO, MN | Previous registration |
| USADVISORS WEALTH MANAGEMENT, LLC | Independent wealth | Oct 1, 2012 | Dec 19, 2012 | no | MANKATO, MN | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 25, 2011 | Nov 14, 2012 | no | MANKATO, MN | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 11, 2006 | Sep 10, 2008 | no | MANKATO, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Dec 21, 2005 | Oct 10, 2006 | no | MANKATO, MN|MANKATO, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 7, 2017 | Nov 7, 2017 | 0 | Firm change | Other |
| USADVISORS WEALTH MANAGEMENT, LLC | SECURITIES AMERICA ADVISORS, INC. | Dec 19, 2012 | Dec 8, 2012 | -11 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | USADVISORS WEALTH MANAGEMENT, LLC | Nov 14, 2012 | Oct 1, 2012 | -44 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | SECURITIES AMERICA ADVISORS, INC. | Sep 10, 2008 | Oct 25, 2011 | 1,140 | Firm change after gap | Other |
| WELLS FARGO INVESTMENTS, LLC | CETERA INVESTMENT SERVICES LLC | Oct 10, 2006 | Oct 11, 2006 | 1 | Firm change | Other |