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Advisor at FROST INVESTMENT SERVICES
SAN ANTONIO, TX | WEST LAKE HILLS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Jan 26, 2022 | n/a | yes | SAN ANTONIO, TX|WEST LAKE HILLS, TX | Current employment |
| FROST INVESTMENT SERVICES | Bd affiliated wealth | Feb 8, 2017 | Dec 31, 2021 | no | Austin, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 14, 2003 | Nov 22, 2004 | no | CORPUS CHRISTI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FROST INVESTMENT SERVICES | Nov 22, 2004 | Feb 8, 2017 | 4,461 | Firm change after gap | Wirehouse to new firm |