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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Kathryn Ann Constantakis

Advisor at ADVICE AND PLANNING SERVICES

Pittsburgh, PA | Wexfor, PA

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Search this name across graphsid dfx:ria:ef90e709-41d1-25bb-6d17-080c66f3d887

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Jan 17, 2011
First registration: Jun 18, 2003
Dual registered: yes, broker-dealer
Other names: KATE CONSTANTAKIS|Kathryn Szpak|KATHRYN ANN CONSTANTAKIS|Kathryn A Constantakis
IAPD individual key: 4634680

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Pittsburgh, PA\|Wexfor, PA	Current employment
THREE RIVERS EXECUTIVE CONSULTING, LLC	Former SEC adviser	Sep 20, 2021	Jan 31, 2023	no	WEXFORD, PA	Previous registration
VESCIO ASSET MANAGEMENT, LLC	Former SEC adviser	Feb 4, 2021	Sep 8, 2021	no	SEWICKLEY, PA	Previous registration
BRYAN ADVISORY SERVICES, LLC	Mixed wealth	Apr 8, 2013	Jan 13, 2021	no	CANONSBURG, PA	Previous registration
MCKINLEY CARTER WEALTH SERVICES, INC.	Independent wealth	Mar 10, 2011	Aug 7, 2012	no	WEXFORD, PA\|WHEELING, WV	Previous registration
GARRISON INSTITUTIONAL ASSET MANAGEMENT	n/a	Jun 18, 2003	Jun 14, 2004	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THREE RIVERS EXECUTIVE CONSULTING, LLC	ADVICE AND PLANNING SERVICES	Jan 31, 2023	Jun 29, 2023	149	Firm change	RIA to ibd
VESCIO ASSET MANAGEMENT, LLC	THREE RIVERS EXECUTIVE CONSULTING, LLC	Sep 8, 2021	Sep 20, 2021	12	Firm change	Other
BRYAN ADVISORY SERVICES, LLC	VESCIO ASSET MANAGEMENT, LLC	Jan 13, 2021	Feb 4, 2021	22	Firm change	Other
MCKINLEY CARTER WEALTH SERVICES, INC.	BRYAN ADVISORY SERVICES, LLC	Aug 7, 2012	Apr 8, 2013	244	Firm change	Other
GARRISON INSTITUTIONAL ASSET MANAGEMENT	MCKINLEY CARTER WEALTH SERVICES, INC.	Jun 14, 2004	Mar 10, 2011	2,460	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153659:311607:PA:2021-01-13	Jan 13, 2021	Feb 4, 2021	CANONSBURG, PA	Firm change

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ THREE RIVERS EXECUTIVE CONSULTING, LLCRegistered adviserregistration: previous registration
Sep 20, 2021 to Jan 31, 2023factForm ADV
→ VESCIO ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 4, 2021 to Sep 8, 2021factForm ADV
→ BRYAN ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 8, 2013 to Jan 13, 2021factForm ADV
→ MCKINLEY CARTER WEALTH SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2011 to Aug 7, 2012factForm ADV
→ GARRISON INSTITUTIONAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jun 18, 2003 to Jun 14, 2004factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
Kathryn Ann Constantakis left Three Rivers Executive Consulting, Llc for Advice And Planning Services (registered 2023-06-29)
Form ADVobserved 3 days ago