RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A•• C•••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 29, 2023 · Pittsburgh, Pa
- T•••• R••••• E•••••••• C••••••••• L•• formerSep 20, 2021 to Jan 31, 2023 · Wexford, Pa
- V••••• A•••• M••••••••• L•• formerFeb 4, 2021 to Sep 8, 2021 · Sewickley, Pa
- B•••• A••••••• S•••••••• L•• mixed wealthApr 8, 2013 to Jan 13, 2021 · Canonsburg, Pa
- M••••••• C••••• W••••• S•••••••• I••• independent RIAMar 10, 2011 to Aug 7, 2012 · Wexford, Pa
- G••••••• I••••••••• A•••• M••••••••• unclassifiedJun 18, 2003 to Jun 14, 2004 · Pittsburgh, Pa
- T•••• R••••• E•••••••• C••••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 31, 2023, registered Jun 29, 2023 (149 days) · RIA to affiliated broker-dealer or bank
- V••••• A•••• M••••••••• L•• to T•••• R••••• E•••••••• C••••••••• L••left Sep 8, 2021, registered Sep 20, 2021 (12 days) · Other
- B•••• A••••••• S•••••••• L•• to V••••• A•••• M••••••••• L••left Jan 13, 2021, registered Feb 4, 2021 (22 days) · Other · moved with a team
- M••••••• C••••• W••••• S•••••••• I••• to B•••• A••••••• S•••••••• L••left Aug 7, 2012, registered Apr 8, 2013 (244 days) · Other
- G••••••• I••••••••• A•••• M••••••••• to M••••••• C••••• W••••• S•••••••• I•••left Jun 14, 2004, registered Mar 10, 2011 (2460 days) · Other
- K•••••• A•• C••••••••• left T•••• R••••• E•••••••• C••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-06-29)Jan 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address