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Advisor at J.P. MORGAN SECURITIES LLC
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 7, 2021 | n/a | yes | Pasadena, CA | Current employment |
| PASADENA PRIVATE WEALTH, LLC | Independent wealth | Apr 12, 2021 | Sep 20, 2021 | no | PASADENA, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 31, 2017 | Apr 13, 2021 | no | PACIFIC PALISADES, CA|MALIBU, CA|VALENCIA, CA|PALMDALE, CA|PALMDALE, CA|NEWHALL, CA|VALENCIA, CA|LANCASTER, CA|LANCASTER, CA|CANYON COUNTRY, CA|PALMDALE, CA|VALENCIA, CA|SAUGUS, CA|SANTA CLARITA, CA|STEVENSON RANCH, CA|SANTA CLARITA, CA|LANCASTER, CA|PALMDALE, CA|LANCASTER, CA|VALENCIA, CA|NORTH HILLS, CA|NORTHRIDGE, CA|SAN FERNANDO, CA|NORTHRIDGE, CA|Arleta, CA|San Fernando, CA|GRANADA HILLS, CA|NORTHRIDGE, CA|ARLETA, CA|PORTER RANCH, CA|SYLMAR, CA|RESEDA, CA|NORTHRIDGE, CA|GRANADA HILLS, CA|MISSION HILLS, CA|CHATSWORTH, CA|Woodland Hills, CA|WEST HILLS, CA|MALIBU, CA|WOODLAND HILLS, CA|TARZANA, CA|RESEDA, CA|CANOGA PARK, CA|CANOGA PARK, CA|CALABASAS, CA|AGOURA HILLS, CA|WOODLAND HILLS, CA|WESTLAKE VILLAGE, CA|Westlake Village, CA|WESTLAKE VILLAGE, CA|CALABASAS, CA|PACIFIC PALISADES, CA|San Marino, CA|SUN VALLEY, CA|VAN NUYS, CA|TOLUCA LAKE, CA|VAN NUYS, CA|GLENDALE, CA|LOS ANGELES, CA|PANORAMA CITY, CA|BURBANK, CA|STUDIO CITY, CA|SHERMAN OAKS, CA|Glendale, CA|SHERMAN OAKS, CA|VAN NUYS, CA|TUJUNGA, CA|BURBANK, CA|GLENDALE, CA|LA CRESCENTA, CA|SHERMAN OAKS, CA|BURBANK, CA|GLENDALE, CA|BURBANK, CA|LOS ANGELES, CA|MONTROSE, CA|SUN VALLEY, CA|SHERMAN OAKS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2011 | Apr 3, 2017 | no | PASADENA, CA|LOS ANGELES, CA|LOS ANGELES, CA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PASADENA PRIVATE WEALTH, LLC | J.P. MORGAN SECURITIES LLC | Sep 20, 2021 | Oct 7, 2021 | 17 | Firm change | RIA to wirehouse |
| J.P. MORGAN SECURITIES LLC | PASADENA PRIVATE WEALTH, LLC | Apr 13, 2021 | Apr 12, 2021 | -1 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 3, 2017 | Mar 31, 2017 | -3 | Firm change | Wirehouse to wirehouse |