DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• H•••••••• • S•••••• I••• L•
Gross asset value
$2.4M
as of Mar 25, 2015; not a fund size
Peak GAV
$2.4M
highest filing
Owners
70
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
4%
Reported
14 filings
Feb 9, 2012 to Mar 25, 2015
Reporting history
one row per Form ADV filing
Gross asset value$2.4M as of Mar 25, 2015
Feb 9, 2012$1.7M then
Owners70 as of Mar 25, 2015
Feb 9, 201279 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-32350076reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase Bank, N.A.Chicago, Illinois
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- C•••• H•••••••• • S•••••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons