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Advisor at PFG ADVISORS
Tempe, AZ | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Mar 27, 2015 | n/a | yes | Tempe, AZ|Phoenix, AZ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 28, 2009 | Oct 11, 2017 | no | SCOTTSDALE, AZ|TEMPE, AZ|TEMPE, AZ|MESA, AZ|FORT MILL, SC|SCOTTSDALE, AZ|SCOTTSDALE, AZ|MESA, AZ|MESA, AZ|TEMPE, AZ | Previous registration |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Oct 29, 2007 | Jan 21, 2009 | no | SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 3, 2005 | Jun 6, 2006 | no | SUN CITY WEST, AZ|SUN CITY WEST, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PFG ADVISORS | Oct 11, 2017 | Mar 27, 2015 | -929 | Firm change after gap | Other |
| CUE FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jan 21, 2009 | Jan 28, 2009 | 7 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | CUE FINANCIAL GROUP, INC. | Jun 6, 2006 | Oct 29, 2007 | 510 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:173344:AZ:2017-10-11 | Oct 11, 2017 | Mar 27, 2015 | TEMPE, AZ | Firm change after gap |