DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Ian Rindahl
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Thomas Rindahl
At current firm
11 y
since Mar 27, 2015
In the industry
27 y
since Mar 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pfg Advisors independent RIA currentsince Mar 27, 2015 · Tempe, Az
- LPL Financial LLC BD affiliatedJan 28, 2009 to Oct 11, 2017 · Scottsdale, Az
- Cue Financial Group, Inc. formerOct 29, 2007 to Jan 21, 2009 · Scottsdale, Az
- Wells Fargo Investments, LLC unclassifiedJan 3, 2005 to Jun 6, 2006 · Sun City West, Az
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Pfg Advisorsleft Oct 11, 2017, registered Mar 27, 2015 (-929 days) · Other · moved with a team
- Cue Financial Group, Inc. to LPL Financial LLCleft Jan 21, 2009, registered Jan 28, 2009 (7 days) · Other
- Wells Fargo Investments, LLC to Cue Financial Group, Inc.left Jun 6, 2006, registered Oct 29, 2007 (510 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address