DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
LONE TREE, CO | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 7, 2020 | n/a | yes | LONE TREE, CO|DENVER, CO | Current employment |
| H••••••••• G•••• E••••• • R••••••••• S••••••••• | Former SEC adviser | May 22, 2019 | Jan 30, 2020 | no | Centennial, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••••••• G•••• E••••• • R••••••••• S••••••••• | L•• F•••••••• L•• | Jan 30, 2020 | Feb 7, 2020 | 8 | Firm change | RIA to ibd |
| F•••• F•••••••• G••••• I••• | H••••••••• G•••• E••••• • R••••••••• S••••••••• | May 18, 2019 | May 22, 2019 |
| F•••• F•••••••• G••••• I••• | Former SEC adviser | May 28, 2013 | May 18, 2019 | no | GREENWOOD VILLAGE, CO | Previous registration |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Jun 22, 2011 | Dec 31, 2012 | no | DENVER, CO | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Sep 21, 2009 | Apr 29, 2011 | no | GREENWOOD VILLAGE, CO | Previous registration |
| 4 |
| Firm change |
| RIA to RIA |
| C•••••••• F•••••••• G•••• A••••••• | F•••• F•••••••• G••••• I••• | Dec 31, 2012 | May 28, 2013 | 148 | Firm change | Other |
| E•••••••• A•••••••• L•• | C•••••••• F•••••••• G•••• A••••••• | Apr 29, 2011 | Jun 22, 2011 | 54 | Firm change | Other |