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Advisor at WELLS FARGO ADVISORS
FORT LAUDERDALE, FL | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 13, 2015 | n/a | yes | NEW ORLEANS, LA|FORT LAUDERDALE, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 22, 2003 | Sep 29, 2015 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 26, 1992 | Apr 8, 2003 | no | NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 29, 2015 | Oct 13, 2015 | 14 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Apr 8, 2003 | Apr 22, 2003 | 14 | Firm change | Wirehouse to wirehouse |